Cain Capital L.L.C.
- Regulatory AUM
- $171M
- Discretionary
- $171M
- Clients
- 24
- Avg AUM / client
- $7.1M
- Accounts
- 92
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $1.1M | 0.64% |
| High net worth individuals | 4 | $148M | 86.3% |
| Pooled investment vehicles (non-investment companies) | 11 | $22.3M | 13.0% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $22.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cain Capital Infrastructure Partners, L.P. | Other Private Fund | Texas | $10.1M | 4 |
| Cain Agra, L.P. master | Other Private Fund | Texas | $4.6M | 5 |
| Cain Fenway Partners, Lp | Other Private Fund | Texas | $2.5M | 7 |
| Cain Family Timber Partners, L.P. | Other Private Fund | Texas | $1.8M | 3 |
| Cain Multi Family, L.P. | Other Private Fund | Texas | $798K | 7 |
| Fax/Melbourne, L.P. | Other Private Fund | Texas | $622K | 23 |
| Cain Vc Health Fund, Lp | Other Private Fund | Texas | $614K | 11 |
| Cain Pth Partners, Lp | Other Private Fund | Texas | $484K | 10 |
| Cain V.C. Partners | Other Private Fund | Texas | $438K | 10 |
| Cain Family Energy Partners, L.P. | Other Private Fund | Texas | $165K | 7 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rod Cain Jones | Managing Member | Jan 1998 (29y) | 75% or more | |
| Hennesy, Hugh, Patrick | Chief Compliance Officer And Chief Financial Officer | Oct 2000 (26y) | Less than 5% | |
| Parker, Kevin, Brady | Chief Operating Officer | May 2012 (14y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $22.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cain Capital Infrastructure Partners, L.P. | Other Private Fund | $10.1M | $200K | 4 |
| Cain Agra, L.P. | Other Private Fund | $4.6M | $100K | 5 |
| Cain Fenway Partners, Lp | Other Private Fund | $2.5M | $10.0K | 7 |
| Cain Family Timber Partners, L.P. | Other Private Fund | $1.8M | $10.0K | 3 |
| Cain Multi Family, L.P. | Other Private Fund | $798K | $25.0K | 7 |
| Fax/Melbourne, L.P. | Other Private Fund | $622K | $20.0K | 23 |
| Cain Vc Health Fund, Lp | Other Private Fund | $614K | $10.0K | 11 |
| Cain Pth Partners, Lp | Other Private Fund | $484K | $10.0K | 10 |
| Cain V.C. Partners | Other Private Fund | $438K | $10.0K | 10 |
| Cain Family Energy Partners, L.P. | Other Private Fund | $165K | $75.0K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 3.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Morgan Stanley $34.1M (20% of AUM) Feb 2026
- J.P. Morgan $31.3M (24% of AUM) Jun 2020
- Merrill Lynch $15.9M (12% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗