AUMdb

Barrington Asset Management, Inc.

State-registered Wealth Manager · Boutique (under $100M) CRD 113740 · SEC file 801-62938 · Chicago, IL · WWW.BARRINGTONASSET.COM
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$55.2M
Discretionary
$55.2M
Clients
44
Avg AUM / client
$1.3M
Accounts
44
Employees
5

AUM over time

$53.3M $55.2M
Jan 24, 2012 Mar 3, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 43 $52.0M 94.2%
Pooled investment vehicles (non-investment companies) 1 $3.2M 5.81%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Paris, Alexander, Perry Founder And Chairman Sep 1985 (41y) 75% or more
Alexander Peter Paris President CFA Mar 2004 (22y) Less than 5%
Paris, Gregory, David Executive Vice President & Chief Compliance Officer Mar 2004 (22y) Less than 5%
John Thomas Dempsey Registered representative CFA Dec 1997 (29y)
Jon Post Windness Registered representative Aug 2003 (23y)
Gary Frank Prestopino Registered representative CFA Jun 2006 (20y)
Jonathan Shepard Raclin Registered representative Aug 2006 (20y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 1.37 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗