Windward Private Wealth Management Inc.
- Regulatory AUM
- $310M
- Discretionary
- $308M
- Clients
- 235
- Avg AUM / client
- $1.3M
- Accounts
- 949
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 129 | $68.4M | 22.1% |
| High net worth individuals | 97 | $236M | 76.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.6M | 1.49% |
| Charitable organizations | 9 | $891K | 0.29% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darrell Richard Tierney | Co Cio, Vp, Secretary, Treasurer & Trustee Of Darrell Tierney Tte Gardner Tierney Lvg Tr U/A 6 23 03 | CFP | Jun 1999 (27y) | Less than 5% |
| Tierney, Lisa, Jane | Trustee Of Darrell Tierney Tte Gardner Tierney Lvg Tr U/A 6 23 03 | Jun 2003 (23y) | Less than 5% | |
| Andrew Steven Osborne | Ceo, Co Cio, President & Trustee Of Andrew S. Osborne, Tte Andrew Steven Osborne And Lindsey Deann Osborne Rev Tr U/A 7 1 10 | CFP | Jul 2010 (16y) | Less than 5% |
| Osborne, Lindsey, Deann | Trustee Of Andrew S. Osborne, Tte Andrew Steven Osborne And Lindsey Deann Osborne Rev Tr U/A 7 1 10 | Jul 2010 (16y) | Less than 5% | |
| Osborne, Gayle, Diane | Trustee Of Steven T. Osborne, Tte Osborne Family Tr U/A 9 28 12 | Sep 2012 (14y) | Less than 5% | |
| Osborne, Steven, Thomas | Trustee Of Steven T. Osborne, Tte Osborne Family Tr U/A 9 28 12 | Sep 2012 (14y) | Less than 5% | |
| Emily Tierney Petty | Coo, Vice President, Trustee Of Emily Tierney Petty, Tte Tyler S. Petty And Emily Tierney Petty Lvng Tr U/A 8 24 18 | CFP | Feb 2014 (12y) | Less than 5% |
| Petty, Tyler, Scott | Trustee Of Emily Tierney Petty, Tte Tyler S. Petty And Emily Tierney Petty Lvng Tr U/A 8 24 18 | Aug 2018 (8y) | Less than 5% | |
| Brandy Kyan Ward | Shareholder | Aug 2018 (8y) | 5% – 10% | |
| Harrison, Brad, Joseph | Chief Compliance Officer, Chief Financial Officer, And Tax Manager | Jan 2022 (5y) | 5% – 10% | |
| Nicholas Paul Hartley | Registered representative | CFP | Apr 2022 (4y) | |
| Blake Dawson Harris | Registered representative | Aug 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Andrew S. Osborne, Tte Andrew Steven Osborne And Lindsey Deann Osborne Rev Tr U/A 7 1 10 | Shareholder | Jan 2019 | A | 25% – 50% |
| Emily Tierney Petty, Tte Tyler S. Petty And Emily Tierney Petty Lvng Tr U/A 8 24 18 | Shareholder | Jan 2019 | A | 25% – 50% |
| Darrell Tierney Tte Gardner Tierney Lvg Tr U/A 6 23 03 | Shareholder | Jan 2019 | A | 10% – 25% |
| Steven T. Osborne, Tte Osborne Family Tr U/A 9 28 12 | Shareholder | Jan 2019 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $306M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗