Capital Investment Management, Inc
- Regulatory AUM
- $559M
- Discretionary
- $559M
- Clients
- 1,072
- Avg AUM / client
- $521K
- Accounts
- 1,072
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 932 | $279M | 49.8% |
| High net worth individuals | 140 | $280M | 50.2% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Max Garrison | Senior Vice President | CFP | Apr 1998 (28y) | 50% – 75% |
| Troy Roland Schuster | President/Chief Compliance Officer | CFP | Feb 2003 (23y) | 25% – 50% |
| Matthew Tyler Shull | Secretary | CFP | Nov 2016 (10y) | 10% – 25% |
| Faith Elizabeth Boylen | Registered representative | Mar 2025 (1y) | ||
| Christopher Alan Wolff | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SOLICITOR/REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $559M (100% of AUM) Apr 2026
- Fidelity Brokerage Services $261M (99% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗