Hillspring Financial, Inc.
- Regulatory AUM
- $186M
- Discretionary
- $186M
- Clients
- 270
- Avg AUM / client
- $689K
- Accounts
- 652
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $74.4M | 40.0% |
| High net worth individuals | 29 | $58.3M | 31.4% |
| Pension and profit sharing plans | 10 | $53.3M | 28.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Rwc International, Ltd. Profit Sharing And 401(k) Plan Rwc International, Ltd. | 2024 | |
| Destiny Springs Healthcare, Llc 401(k) Retirement Plan Destiny Springs Healthcare, Llc | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kent Garry Forsey | President/Chief Compliance Officer | CFP | Oct 2010 (16y) | 75% or more |
| Alan Douglas Cox | Registered representative | Aug 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rwc International, Ltd. Profit Sharing And 401(k) Plan | Rwc International, Ltd. | 732 | $37.2M | 01/01/2024 |
| Destiny Springs Healthcare, Llc 401(k) Retirement Plan | Destiny Springs Healthcare, Llc | 170 | $446K | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 912 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $124M (67% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗