Mindful Asset Planning Llc
SEC-registered
Private Fund Manager · Small ($100M–$1B)
CRD 113965
· SEC file 801-80606
· Apple Valley, MN
· www.linkedin.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $529M
- Discretionary
- $0
- Clients
- 372
- Avg AUM / client
- $1.4M
- Accounts
- 2,256
- Employees
- 22
AUM over time
$118M
$529M
Nov 11, 2014
Apr 1, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 372 | $529M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Douglas Zimmerman | President/Cco | CFP Chartered Financial Consultant | Jan 1988 (39y) | Less than 5% |
| Zimmerman, Susan, Kay | Vice President | Jan 1988 (39y) | Less than 5% | |
| Brice, Mark, William | Member/Vice President | Jan 2019 (8y) | 25% – 50% | |
| Daniel James Heiar | Member Manager/Vice President | CFP | Jan 2019 (8y) | 25% – 50% |
| Sebastian, Rebecca, Marie | Member/Vice President | Jan 2019 (8y) | 25% – 50% | |
| Augustin, Nicholas, John | Member/Vice President | Jan 2021 (6y) | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 849 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS SUPERVISED
Services
- • Financial planning services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗