Rhodes Investment Advisors, Inc.
- Regulatory AUM
- $376M
- Discretionary
- $185M
- Clients
- 815
- Avg AUM / client
- $462K
- Accounts
- 815
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 10, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 799 | $294M | 78.1% |
| Pension and profit sharing plans | 16 | $82.5M | 21.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Fox Electric I, Ltd. 401(k) Plan Fox Electric I, Ltd. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| J. Gordon Rhodes | President, Cco, Ceo, Shareholder | Jun 2004 (22y) | 75% or more | |
| Craig Scott Wade | Registered representative | Jan 1997 (30y) | ||
| John Rush Vann | Registered representative | May 2002 (24y) | ||
| James David Palmer | Registered representative | Jul 2002 (24y) | ||
| Timothy Robert Singleton | Registered representative | CFP | Mar 2004 (22y) | |
| Joseph William Jones | Registered representative | Oct 2015 (11y) | ||
| Kevin Michael Varrichio | Registered representative | Aug 2016 (10y) | ||
| Guy Marc Cumbie | Registered representative | CFP | Feb 2021 (5y) | |
| Jordan Jones | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Fox Electric I, Ltd. 401(k) Plan | Fox Electric I, Ltd. | 269 | $16.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/10/2025 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- TD Ameritrade $1.5M (1% of AUM) Jul 2024
- Wells Fargo Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 10, 2025.
View current Form ADV (SEC/IAPD) ↗