High Plains Investment Advisors, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 114404 · SEC file 801-126221 · Lubbock, TX · www.hptxadvisors.com

☆ Save with Pro ADV data as of Feb 09, 2026

Regulatory AUM: $191M
Discretionary: $191M
Clients: 137
Avg AUM / client: $1.4M
Accounts: 415
Employees: 2

AUM over time

$116M $191M

Jun 28, 2022 Feb 9, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	103	$28.9M	15.1%
High net worth individuals	25	$75.5M	39.5%
Charitable organizations	9	$86.8M	45.4%

People (2)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Timothy Drew Mack	President And Chief Compliance Officer		May 1998 (28y)	75% or more
Brad Alexander Pruitt	Vice President		Feb 2010 (17y)	10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	02/09/2026	1.11 MB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Hourly charges
• Fixed fees

Services

• Financial planning services
• Portfolio management for individuals/small businesses
• Portfolio management for businesses/institutional clients
• Educational seminars/workshops
• Other services

Custody

Reported custodians

Charles Schwab & Co. $189M (99% of AUM) Feb 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.

View current Form ADV (SEC/IAPD) ↗