Vsi Securities, Inc.
State-registered
Broker-Dealer (Dually Registered) · Boutique (under $100M)
CRD 114419
· Miami, FL
· WWW.VENECREDITSECURITIES.COM
☆ Save with Pro
ADV data as of Feb 11, 2026
- Regulatory AUM
- $28.5M
- Discretionary
- $0
- Clients
- 93
- Avg AUM / client
- $307K
- Accounts
- 93
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 77 | $23.3M | 81.7% |
| Investment companies | 16 | $5.2M | 18.3% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alvaro Jose Frias | Registered representative | Feb 2018 (9y) | ||
| Irene Andreina Maggi | Registered representative | Feb 2021 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $300K (1% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗