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Private Fund Manager · Mid-sized ($1B–$10B)
CRD 114428
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ADV data as of Jun 03, 2025
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 22
- Avg AUM / client
- $57.3M
- Accounts
- 24
- Employees
- 9
AUM over time
$455M
$5.6B
Apr 3, 2012
Jun 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 | $551K | 0.04% |
| Pooled investment vehicles (non-investment companies) | 4 | $971M | 77.0% |
| Pension and profit sharing plans | 6 | $174M | 13.8% |
| Charitable organizations | 12 | $116M | 9.18% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $118M (9% of AUM) Jun 2025
- J.P. Morgan $109M (2% of AUM) Apr 2021
- State Street $106M (8% of AUM) Jun 2025
- BNY Mellon $35.9M (3% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2025.