Lauterbach Financial Advisors, Llc
- Regulatory AUM
- $700M
- Discretionary
- $700M
- Clients
- 403
- Avg AUM / client
- $1.7M
- Accounts
- 1,038
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 211 | $81.0M | 11.6% |
| High net worth individuals | 156 | $462M | 65.9% |
| Pension and profit sharing plans | 18 | $67.3M | 9.61% |
| Charitable organizations | 9 | $78.0M | 11.1% |
| Corporations and other businesses | 9 | $12.2M | 1.74% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cynthia Anne Fields | Member | Apr 1999 (27y) | 10% – 25% | |
| Scott David Kobren | Member | Apr 1999 (27y) | 10% – 25% | |
| Stephen W. Rash | Member | Apr 1999 (27y) | 10% – 25% | |
| Steve Lauterbach | Member | Apr 1999 (27y) | 10% – 25% | |
| Groover, Mark, P. | Member | Jan 2002 (25y) | 10% – 25% | |
| Billy Ray Defrance | Member / Chief Compliance Officer | CFP | Dec 2004 (22y) | 10% – 25% |
| Suzanne Elizabeth Lindau | Member / Chief Financial Officer / President | Personal Financial Specialist | Dec 2010 (16y) | 10% – 25% |
| Daniel Scott Sonnen | Member | CFP CFA | Jul 2017 (9y) | 10% – 25% |
| Jon Art Sonnen | Registered representative | Personal Financial Specialist | Aug 2003 (23y) | |
| William Scott Johns | Registered representative | May 2007 (19y) | ||
| Matthew Crawford Kerr | Registered representative | Apr 2020 (6y) | ||
| Adrian Antonio Brito | Registered representative | Nov 2024 (2y) | ||
| Lariza Varela | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $675M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗