Pinion Investment Advisors, Llc
- Regulatory AUM
- $837M
- Discretionary
- $774M
- Clients
- 615
- Avg AUM / client
- $1.4M
- Accounts
- 1,599
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 350 | $88.0M | 10.5% |
| High net worth individuals | 146 | $427M | 51.1% |
| Pension and profit sharing plans | 5 | $6.5M | 0.78% |
| Charitable organizations | 7 | $6.2M | 0.74% |
| Corporations and other businesses | 107 | $309M | 36.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| J.P. Lamborn Co. 401(k) Profit Sharing Plan Jp Lamborn Co., Inc | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Blake Prentiss Allen | President | CFP | Sep 2006 (20y) | Less than 5% |
| Sheryl Anne Meyer | Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Anthony Shane Bell | Registered representative | Jun 2004 (22y) | ||
| Dari Michaela Basore | Registered representative | Mar 2005 (21y) | ||
| Matthew Benjamin Myers | Registered representative | Jan 2023 (4y) | ||
| Stephen Spach | Registered representative | Apr 2023 (3y) | ||
| Jordan Robert Brenner | Registered representative | CFP | May 2023 (3y) | |
| Tanner John Copeland | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pinion Wealth Management, Llc | Owner | Mar 2000 | A | 75% or more |
| Kcwm Holdings, Llc | Owner | Jan 2018 | B | ≈ 56.25% – 100% via Pinion Wealth Management, Llc |
| Hbk Sorce Financial Llc | Owner | Mar 2012 | B | ≈ 14.06% – 50% via Hbks Investments, Llc |
| Hbk Sorce Holdings Llc | Owner | Mar 2001 | B | ≈ 10.55% – 50% via Hbk Sorce Financial Llc |
| Pinion Global , Llc | Owner | Jan 2000 | B | ≈ 28.13% – 75% via Kcwm Holdings, Llc |
| Hill Barth & King Financial Holdings, Llc | Owner | Jan 2009 | B | ≈ 5.27% – 37.5% via Hbk Sorce Holdings Llc |
| Hbks Investments, Llc | Owner | Mar 2018 | B | ≈ 18.75% – 50% via Pinion Wealth Management, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kcwm Holdings, Llc: 75% – 100% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Hbk Sorce Financial Llc: 75% – 100% of Hbks Investments, Llc × 25% – 50% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Hbk Sorce Holdings Llc: 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% of Hbks Investments, Llc × 25% – 50% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Pinion Global , Llc: 50% – 75% of Kcwm Holdings, Llc × 75% – 100% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Hill Barth & King Financial Holdings, Llc: 50% – 75% of Hbk Sorce Holdings Llc × 75% – 100% of Hbk Sorce Financial Llc × 75% – 100% of Hbks Investments, Llc × 25% – 50% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 5.27% – 37.5% of the firm
- Hbks Investments, Llc: 25% – 50% of Pinion Wealth Management, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| J.P. Lamborn Co. 401(k) Profit Sharing Plan | Jp Lamborn Co., Inc | 176 | $11.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $767M (92% of AUM) May 2026
- Assetmark Trust Company $55.4M (7% of AUM) May 2026
- Fidelity Brokerage Services $11.2M (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗