Laraway Financial Advisors, Inc.
- Regulatory AUM
- $351M
- Discretionary
- $339M
- Clients
- 518
- Avg AUM / client
- $679K
- Accounts
- 862
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 419 | $82.4M | 23.4% |
| High net worth individuals | 80 | $194M | 55.2% |
| Pension and profit sharing plans | 5 | $20.7M | 5.88% |
| Charitable organizations | 6 | $34.5M | 9.81% |
| Corporations and other businesses | 8 | $19.8M | 5.64% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Francis Schmitz | Vice President, Chief Operations Officer | Dec 2013 (13y) | 25% – 50% | |
| Steven Allan Laraway | Secretary | Dec 2013 (13y) | Less than 5% | |
| Christopher L Wayne | President, Ceo | Jan 2014 (13y) | 50% – 75% | |
| Kimberly Marie Foster | Chief Compliance Officer | Jun 2014 (12y) | Less than 5% | |
| Patrick Phillip Solyntjes | Registered representative | Dec 2013 (13y) | ||
| Christopher John Hastings | Registered representative | Jan 2015 (12y) | ||
| Jennifer L Lesmeister | Registered representative | Apr 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $327M (93% of AUM) Feb 2026
- American Funds Distributors, Inc. $42.5M (15% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗