N
N
Wealth Manager · Small ($100M–$1B)
CRD 114843
·
☆ Save with Pro
ADV data as of Mar 31, 2025
- Regulatory AUM
- $170M
- Discretionary
- $0
- Clients
- 98
- Avg AUM / client
- $1.7M
- Accounts
- 498
- Employees
- 1
AUM over time
$70.0M
$170M
Mar 16, 2012
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $144M | 84.7% |
| High net worth individuals | 5 | $26.0M | 15.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $170M (100% of AUM) Mar 2025
- Ameritas Life Insurance Corp. $2.0M (1% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.