Element Wealth, Llc
- Regulatory AUM
- $744M
- Discretionary
- $524M
- Clients
- 743
- Avg AUM / client
- $1.0M
- Accounts
- 1,759
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 530 | $185M | 24.8% |
| High net worth individuals | 122 | $347M | 46.7% |
| Pension and profit sharing plans | 76 | $188M | 25.2% |
| Charitable organizations | 3 | $11.1M | 1.49% |
| Other investment advisers | 8 | $5.8M | 0.78% |
| Insurance companies | 1 | $4.1M | 0.55% |
| Corporations and other businesses | 3 | $3.3M | 0.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Open Pep 2 Plan Professionals Llc | Shrewsbury, NJ | 2024 |
| Magee General Hospital 403(b) Plan Magee General Hospital | 2024 | |
| Reformed Theological Seminary Retirement Plan Reformed Theological Seminary | 2024 | |
| Advanced Healthcare Management, Inc. 401(k) Plan Advanced Healthcare Management, Inc. | 2024 | |
| Open Pep Plan Professionals, Llc | 2024 | |
| Meridian Services Group, Llc 401(k) Plan Meridian Services Group, Llc | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barry Carl Smith | Partner/Chief Compliance Officer | Dec 1998 (28y) | Less than 5% | |
| Danny Collins Williams | Registered representative | CFP | Aug 2006 (20y) | |
| Jeremy Lewayne Yancey | Registered representative | Jul 2008 (18y) | ||
| Jeremy Martin Nelson | Registered representative | Sep 2018 (8y) | ||
| Lance Stephen Heisler | Registered representative | Jul 2019 (7y) | ||
| Laura Elizabeth Brame Cerra | Registered representative | Dec 2020 (6y) | ||
| Juli Ann Lenora Marquette | Registered representative | Sep 2021 (5y) | ||
| James Paul Bailey | Registered representative | Oct 2024 (2y) | ||
| David Satterfield Morse | Registered representative | CFP | May 2025 (1y) | |
| Sarah Robinson Pehler | Registered representative | Jul 2025 (1y) | ||
| Hayes Anthony Puckett | Registered representative | Oct 2025 (1y) | ||
| Andrew Edward Gay | Registered representative | Feb 2026 (0y) | ||
| Brian Christopher Von Hein | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ross & Yerger Insurance, Inc. | Owner | Aug 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Open Pep 2 | Plan Professionals Llc | 3,035 | $145M | 01/01/2024 |
| Magee General Hospital 403(b) Plan | Magee General Hospital | 178 | $3.7M | 01/01/2024 |
| Reformed Theological Seminary Retirement Plan | Reformed Theological Seminary | 181 | $18.7M | 01/01/2024 |
| Advanced Healthcare Management, Inc. 401(k) Plan | Advanced Healthcare Management, Inc. | 466 | $5.0M | 01/01/2024 |
| Open Pep | Plan Professionals, Llc | 18,762 | $355M | 01/01/2024 |
| Meridian Services Group, Llc 401(k) Plan | Meridian Services Group, Llc | 167 | $8.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $384M (52% of AUM) Mar 2026
- Raymond James $63.0M (8% of AUM) Mar 2026
- Charles Schwab & Co. $57.0M (8% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗