AUMdb

Wealth Advisors Of Iowa, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 115088 · SEC file 801-118210 · West Des Moines, IA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$539M
Discretionary
$539M
Clients
550
Avg AUM / client
$981K
Accounts
1,330
Employees
12

AUM over time

$245M $539M
Feb 11, 2020 Mar 19, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 383 $116M 21.6%
High net worth individuals 149 $404M 75.0%
Pension and profit sharing plans 3 $4.4M 0.81%
Charitable organizations 3 $685K 0.13%
Corporations and other businesses 12 $13.7M 2.54%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Mcclure Engineering Co. Retirement Plan Mcclure Engineering Co. 2024

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kellie Marie Masters Chief Compliance Officer CFP Jan 2012 (15y) Less than 5%
Jonathan Chapman Pearson Member/Owner Dec 2019 (7y) ≈ 18.75% – 50% via Pearson Wealth Management, Llc
Nicholas Battiste Capobianco Member/Owner CFP Dec 2019 (7y) ≈ 18.75% – 50% via Capobianco Wealth Management, Llc
Michael Edward Brinker Registered representative Jan 2012 (15y)
Brian K. Newton Registered representative Oct 2016 (10y)
David Allen Farnsworth Registered representative Feb 2019 (7y)
Nathan Thomas Beck Registered representative Jan 2022 (5y)
Nicholas Richard Finkenauer Registered representative Jan 2022 (5y)
Matthew Dennis Springer Registered representative Mar 2022 (4y)
Wendy Jo Moran Registered representative Feb 2023 (4y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Capobianco Wealth Management, Llc Member Dec 2019 A 25% – 50%
Pearson Wealth Management, Llc Member Dec 2019 A 25% – 50%
Mhcs Wealth Management, Llc Member Dec 2019 A 10% – 25%

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Jonathan Chapman Pearson: 75% – 100% of Pearson Wealth Management, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Nicholas Battiste Capobianco: 75% – 100% of Capobianco Wealth Management, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Mcclure Engineering Co. Retirement Plan Mcclure Engineering Co. 265 $30.8M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 995 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗