SS
Spectrum Strategies, L.L.C.
State-registered
Investment Adviser
CRD 115318
· Dallas, TX
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ADV data as of Jun 30, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 120
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $0 | — |
| High net worth individuals | 60 | $0 | — |
| Corporations and other businesses | 1 | $0 | — |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jaime Galvan | Registered representative | CFP | Jan 2000 (27y) | |
| Truman Graves Blocker | Registered representative | CFP | Jan 2001 (26y) | |
| William Richard Geiler | Registered representative | CFP | Mar 2011 (15y) | |
| Landon James Vaughan | Registered representative | May 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗