Legacy Financial Advisors Corporation
- Regulatory AUM
- $318M
- Discretionary
- $313M
- Clients
- 245
- Avg AUM / client
- $1.3M
- Accounts
- 948
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 146 | $47.6M | 15.0% |
| High net worth individuals | 99 | $270M | 85.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Larkin,Hoffman,Daly & Lindgren, Ltd. Profit Sharing Plan And Trust Larkin Hoffman Daly & Lindgren Ltd | 2024 | |
| Stack Construction Technologies 401(k) Plan Stack Construction Technologies Inc | 2024 | |
| Blanchard Valley Medical Assc Inc 401(k) Profit Sharing Plan Blanchard Valley Medical Assc Inc | 2024 | |
| Paul Hemmer Company Profit Sharing Plan Paul Hemmer Company | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Lee Menzel | President, Chief Compliance Officer | CFP | Sep 1997 (29y) | 50% – 75% |
| Laura Anne Biermann | Vice President | CFP | Feb 2017 (9y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Larkin,Hoffman,Daly & Lindgren, Ltd. Profit Sharing Plan And Trust | Larkin Hoffman Daly & Lindgren Ltd | 156 | $97.0M | 04/01/2024 |
| Stack Construction Technologies 401(k) Plan | Stack Construction Technologies Inc | 95 | $4.9M | 01/01/2024 |
| Blanchard Valley Medical Assc Inc 401(k) Profit Sharing Plan | Blanchard Valley Medical Assc Inc | 92 | $37.6M | 01/01/2024 |
| Paul Hemmer Company Profit Sharing Plan | Paul Hemmer Company | 114 | $9.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $285M (90% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗