Shearwater Capital, Llc
- Regulatory AUM
- $427M
- Discretionary
- $426M
- Clients
- 180
- Avg AUM / client
- $2.4M
- Accounts
- 731
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Investments (13F portfolio — 65 positions, $209,435,924)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US CORE EQUITY 2 | $76,004,491 | 1,713,356 | 36.3% | 17.8% |
| 2 | Dimensional Etf Trust | WORLD EX US CORE | $33,921,149 | 920,770 | 16.2% | 7.94% |
| 3 | Dimensional Etf Trust | INTERNATNAL VAL | $18,500,650 | 342,478 | 8.83% | 4.33% |
| 4 | Dimensional Etf Trust | US MKTWIDE VALUE | $6,779,491 | 123,241 | 3.24% | 1.59% |
| 5 | Dimensional Etf Trust | US TARGETED VLU | $5,739,528 | 82,111 | 2.74% | 1.34% |
| 6 | Berkshire Hathaway Inc Del | CL B NEW | $5,237,582 | 10,467 | 2.5% | 1.23% |
| 7 | Docusign Inc | COM | $5,038,472 | 113,428 | 2.41% | 1.18% |
| 8 | Dimensional Etf Trust | EMERGING MKTS CO | $3,830,773 | 94,261 | 1.83% | 0.9% |
| 9 | Amazon Com Inc | COM | $3,427,091 | 14,379 | 1.64% | 0.8% |
| 10 | Dimensional Etf Trust | INTL CORE EQT MK | $3,071,867 | 74,469 | 1.47% | 0.72% |
| 11 | Dimensional Etf Trust | US EQUITY ETF | $2,830,453 | 34,543 | 1.35% | 0.66% |
| 12 | Ishares Tr | CORE S&P500 ETF | $2,668,942 | 3,564 | 1.27% | 0.62% |
| 13 | Schwab Strategic Tr | US LRG CAP ETF | $2,275,849 | 77,331 | 1.09% | 0.53% |
| 14 | Dimensional Etf Trust | US SMALL CAP ETF | $1,932,643 | 23,472 | 0.92% | 0.45% |
| 15 | Dimensional Etf Trust | NATIONAL MUNICIP | $1,923,274 | 39,791 | 0.92% | 0.45% |
| 16 | Tesla Inc | COM | $1,901,533 | 4,521 | 0.91% | 0.45% |
| 17 | Dimensional Etf Trust | INTL SMALL CAP V | $1,684,222 | 41,969 | 0.8% | 0.39% |
| 18 | Steel Dynamics Inc | COM | $1,672,938 | 7,291 | 0.8% | 0.39% |
| 19 | Dimensional Etf Trust | INFLATION PROTE | $1,635,603 | 39,646 | 0.78% | 0.38% |
| 20 | Spdr Gold Tr | GOLD SHS | $1,575,930 | 4,278 | 0.75% | 0.37% |
| 21 | Dimensional Etf Trust | CORE FIXED INCOM | $1,434,642 | 33,988 | 0.69% | 0.34% |
| 22 | Schwab Strategic Tr | US SML CAP ETF | $1,434,478 | 39,703 | 0.68% | 0.34% |
| 23 | Dimensional Etf Trust | EMGR CRE EQT MNG | $1,365,944 | 33,970 | 0.65% | 0.32% |
| 24 | Schwab Strategic Tr | US MID-CAP ETF | $1,337,446 | 36,275 | 0.64% | 0.31% |
| 25 | Dimensional Etf Trust | US SMALL CAP VAL | $1,299,576 | 33,503 | 0.62% | 0.3% |
Top 25 of 65 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 60 | $18.8M | 4.41% |
| High net worth individuals | 120 | $402M | 94.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.4M | 1.49% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Radiology Imaging Associates P.C. Profit Sharing Plan Radiology Imaging Associates P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Stuart Malden | Principal | Jun 1999 (27y) | 50% – 75% | |
| Jeffrey Jerram Brown | Principal | CFA | Jun 1999 (27y) | 50% – 75% |
| Jared Andrew Meese | Chief Compliance Officer | Jun 2007 (19y) | Less than 5% | |
| Pat Wang | Registered representative | Mar 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Radiology Imaging Associates P.C. Profit Sharing Plan | Radiology Imaging Associates P.C. | 499 | $150M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $300M (70% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗