Sutterfield Financial Group, Inc.
- Regulatory AUM
- $274M
- Discretionary
- $264M
- Clients
- 1,129
- Avg AUM / client
- $243K
- Accounts
- 2,392
- Employees
- 32
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 944 | $112M | 40.7% |
| High net worth individuals | 45 | $62.3M | 22.7% |
| Pension and profit sharing plans | 100 | $53.7M | 19.6% |
| Charitable organizations | 9 | $8.8M | 3.21% |
| Insurance companies | 13 | $34.9M | 12.7% |
| Corporations and other businesses | 18 | $2.9M | 1.06% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sutterfield, Michelle, Lee | Chief Financial Officer | Jun 1999 (27y) | 50% – 75% | |
| Trevor Shawn Sutterfield | President / Chief Executive Officer | Jun 1999 (27y) | 50% – 75% | |
| Hyden, Zachary | Chief Compliance Officer / General Counsel | Mar 2015 (11y) | Less than 5% | |
| Aaron Keith Kvistero | Registered representative | Oct 2005 (21y) | ||
| Jason Scott Tinklenberg | Registered representative | Oct 2005 (21y) | ||
| Daniel Keith Strickland | Registered representative | Jun 2011 (15y) | ||
| Scott Gregory Weinzierl | Registered representative | Jan 2014 (13y) | ||
| Darrel John Wick | Registered representative | Jan 2026 (1y) | ||
| Michael Allen Gramm | Registered representative | CFP | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $197M (72% of AUM) Mar 2026
- Interactive Brokers $34.2M (12% of AUM) Mar 2026
- Charles Schwab & Co. $12.5M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗