AUMdb

Clarity Asset Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 115699 · SEC file 801-78348 · Ames, IA · CLARITYINVESTMENTS.COM
☆ Save with Pro ADV data as of Jul 31, 2026
Regulatory AUM
$257M
Discretionary
$257M
Clients
271
Avg AUM / client
$950K
Accounts
613
Employees
5

AUM over time

$86.5M $257M
Mar 12, 2012 Jul 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 182 $87.2M 33.9%
High net worth individuals 88 $170M 65.9%
Charitable organizations 1 $524K 0.2%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Donald Lee Erickson President/Ceo Chartered Financial Consultant Jun 1999 (27y) Less than 5%
Steven James Larson Vice President, Cio Apr 2001 (25y) Less than 5%
Erickson, Becky Trustee Dec 2004 (22y) GP / trustee / elected manager of Donald And Becky Erickson Revocable Trust (indirect)
Siegel, Julie Chief Compliance Officer, Treasurer Jan 2014 (13y) Less than 5%
Kacy Parker Bass Secretary CFP Mar 2015 (11y) Less than 5%
Bass, Sophie Trustee Apr 2016 (10y) GP / trustee / elected manager of Kacy And Sophie Bass Revocable Trust (indirect)
Siegel, Stephen Trustee Jun 2016 (10y) GP / trustee / elected manager of Stephen And Julie Siegel Revocable Trust (indirect)
Conlon, Samantha Trustee Jun 2017 (9y) GP / trustee / elected manager of Nevin And Samantha Conlon Revocable Trust (indirect)
Nevin Michael Conlon Vice President, Coo CFP Jun 2017 (9y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Donald And Becky Erickson Revocable Trust Owner Nov 2013 A 50% – 75%
Kacy And Sophie Bass Revocable Trust Owner Apr 2020 A 10% – 25%
Nevin And Samantha Conlon Revocable Trust Owner Apr 2020 A 10% – 25%
Stephen And Julie Siegel Revocable Trust Owner Apr 2020 A 5% – 10%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.

View current Form ADV (SEC/IAPD) ↗