SA
Strategic Asset Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 115893
· Belleville, KS
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ADV data as of Apr 16, 2026
- Regulatory AUM
- $35.6M
- Discretionary
- $35.6M
- Clients
- 221
- Avg AUM / client
- $161K
- Accounts
- 259
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 132 | $9.2M | 25.9% |
| High net worth individuals | 11 | $19.4M | 54.7% |
| Pension and profit sharing plans | 66 | $3.1M | 8.85% |
| Charitable organizations | 1 | $192K | 0.54% |
| Corporations and other businesses | 11 | $3.6M | 10.1% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy E Gottschalk | Registered representative | Personal Financial Specialist | Oct 1998 (28y) | |
| Charles Albert Zimmerman | Registered representative | CFP Personal Financial Specialist | Dec 2008 (18y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗