1 North Wealth Services, Llc
- Regulatory AUM
- $320M
- Discretionary
- $320M
- Clients
- 222
- Avg AUM / client
- $1.4M
- Accounts
- 662
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Investments (13F portfolio — 270 positions, $276,917,091)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $16,293,174 | 287,459 | 5.88% | 5.08% |
| 2 | Janus Detroit Str Tr | HENDRSON AAA CL | $15,636,208 | 310,427 | 5.65% | 4.88% |
| 3 | Vanguard Scottsdale Fds | INT-TERM CORP | $15,407,802 | 186,197 | 5.56% | 4.81% |
| 4 | Ssga Active Etf Tr | STATE STREET DOU | $14,052,660 | 353,704 | 5.07% | 4.39% |
| 5 | Pgim Etf Tr | PGIM ULTRA SH BD | $13,816,391 | 279,119 | 4.99% | 4.31% |
| 6 | Ishares Tr | JPMORGAN USD EMG | $12,714,064 | 135,357 | 4.59% | 3.97% |
| 7 | Spdr Gold Tr | GOLD SHS | $12,439,684 | 28,910 | 4.49% | 3.88% |
| 8 | Blackrock Etf Trust Ii | ISHARES FLEXIBLE | $12,342,151 | 237,669 | 4.46% | 3.85% |
| 9 | Pacer Fds Tr | GLOBL CASH ETF | $10,369,043 | 224,244 | 3.74% | 3.24% |
| 10 | Ishares Tr | CORE S&P MCP ETF | $10,171,823 | 150,627 | 3.67% | 3.17% |
| 11 | Ishares Inc | MSCI EMRG CHN | $8,823,843 | 112,177 | 3.19% | 2.75% |
| 12 | J P Morgan Exchange Traded F | BETABUILDERS EUR | $8,524,974 | 117,732 | 3.08% | 2.66% |
| 13 | State Str Spdr Dow Jones Ind | UT SER 1 | $7,762,113 | 16,758 | 2.8% | 2.42% |
| 14 | Invesco Actively Managed Exc | ULTRA SHRT DUR | $7,685,250 | 153,337 | 2.78% | 2.4% |
| 15 | Vanguard Intl Equity Index F | FTSE PACIFIC ETF | $7,430,607 | 76,032 | 2.68% | 2.32% |
| 16 | Invesco Qqq Tr | UNIT SER 1 | $7,295,997 | 12,641 | 2.63% | 2.28% |
| 17 | Apple Inc | COM | $7,290,305 | 28,726 | 2.63% | 2.28% |
| 18 | Ishares Tr | GLB INFRASTR ETF | $7,247,859 | 108,177 | 2.62% | 2.26% |
| 19 | Wisdomtree Tr | US HIGH DIVIDEND | $6,856,941 | 62,781 | 2.48% | 2.14% |
| 20 | Ishares Tr | CORE S&P500 ETF | $6,201,735 | 9,494 | 2.24% | 1.94% |
| 21 | Ishares Tr | 3 7 YR TREAS BD | $5,173,069 | 43,618 | 1.87% | 1.61% |
| 22 | Ishares Tr | ISHARES SEMICDTR | $4,549,312 | 13,842 | 1.64% | 1.42% |
| 23 | Alps Etf Tr | ALERIAN MLP | $4,528,514 | 86,028 | 1.64% | 1.41% |
| 24 | Select Sector Spdr Tr | STATE STREET UTI | $4,285,522 | 93,387 | 1.55% | 1.34% |
| 25 | Etf Ser Solutions | DEFIANCE QUANTUM | $3,777,497 | 35,205 | 1.36% | 1.18% |
Top 25 of 270 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 136 | $93.5M | 29.2% |
| High net worth individuals | 81 | $213M | 66.3% |
| Charitable organizations | 2 | $3.9M | 1.23% |
| Corporations and other businesses | 3 | $10.4M | 3.24% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Edward Brennan | Principal/Chief Compliance Officer | CFP | Feb 2018 (9y) | 75% or more |
| Mary Lucille Hughes | Registered representative | Apr 2009 (17y) | ||
| Kathryn Leigh Putek | Registered representative | Jun 2013 (13y) | ||
| John Edward Milchling | Registered representative | Aug 2020 (6y) | ||
| Dimitri Sfakiyanudis | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $320M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗