Vicus Capital, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 116021
· SEC file 801-60628
· State College, PA
· VICUSCAPITAL.COM
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ADV data as of Mar 20, 2026
- Regulatory AUM
- $3.0B
- Discretionary
- $2.9B
- Clients
- 6,277
- Avg AUM / client
- $477K
- Accounts
- 9,938
- Employees
- 84
AUM over time
$855M
$3.0B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Investments (13F portfolio — 250 positions, $1,360,003,086)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Portfolio Large Cap Etf | ETF | $173,196,267 | 2,262,820 | 12.7% | 5.78% |
| 2 | Spdr Port Developed World Ex Us Etf | ETF | $131,296,812 | 2,876,162 | 9.65% | 4.38% |
| 3 | Ishares S&P 500 Index | ETF | $66,482,503 | 101,778 | 4.89% | 2.22% |
| 4 | Spdr Portfolio S&P 400 Mid Cap Etf | ETF | $54,255,527 | 916,169 | 3.99% | 1.81% |
| 5 | Ishares Core Msci Eafe | ETF | $44,161,050 | 487,806 | 3.25% | 1.47% |
| 6 | Spdr Portfolio S&P 500 Value Etf | ETF | $40,263,739 | 711,625 | 2.96% | 1.34% |
| 7 | Ishares Aggregate Bond Etf | ETF | $38,795,203 | 390,805 | 2.85% | 1.3% |
| 8 | Invesco S&P 500 Equal Weight Etf | ETF | $37,368,968 | 194,711 | 2.75% | 1.25% |
| 9 | Fidelity Total Bond Etf | ETF | $35,028,360 | 767,829 | 2.58% | 1.17% |
| 10 | Stt Strt Spdr Prtfl Sp 600 Smll Cap | ETF | $32,996,292 | 682,870 | 2.43% | 1.1% |
| 11 | Fidelity Msci Energy Index Etf | ETF | $27,331,044 | 803,382 | 2.01% | 0.91% |
| 12 | Spdr Portfolio Emerging Markets Etf | ETF | $26,822,292 | 571,782 | 1.97% | 0.9% |
| 13 | Microsoft | COM | $26,745,391 | 72,252 | 1.97% | 0.89% |
| 14 | Ishares Core S&P Mid Cap Etf | ETF | $26,470,757 | 391,985 | 1.95% | 0.88% |
| 15 | Spdr Portfolio S&P 500 Growth Etf | ETF | $23,425,177 | 239,252 | 1.72% | 0.78% |
| 16 | Ishares Core Dividend Growth Etf | ETF | $22,083,538 | 314,670 | 1.62% | 0.74% |
| 17 | Fidelity Msci Cmmnctn Srves Indx | ETF | $21,643,018 | 317,719 | 1.59% | 0.72% |
| 18 | Ishares Amt Free Muni Bond Etf | ETF | $19,497,670 | 183,680 | 1.43% | 0.65% |
| 19 | Ishares S&P Smallcap 600 Etf | ETF | $16,931,796 | 136,206 | 1.25% | 0.57% |
| 20 | Vanguard S&P 500 Etf | ETF | $16,276,491 | 27,239 | 1.2% | 0.54% |
| 21 | Bhp Billiton Limited Sponsored Ads | ADR | $15,627,807 | 214,845 | 1.15% | 0.52% |
| 22 | Apple Inc | COM | $15,131,728 | 59,623 | 1.11% | 0.51% |
| 23 | Capital Group Us Multi Sector Incm | ETF | $13,547,029 | 497,504 | 1.0% | 0.45% |
| 24 | Pimco Mltisct Bd Act Exch Trdd Fnd | ETF | $13,469,484 | 514,102 | 0.99% | 0.45% |
| 25 | Xtrackers Msci Eafe Hedged Eqty Etf | ETF | $13,361,787 | 270,482 | 0.98% | 0.45% |
Top 25 of 250 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,952 | $823M | 27.5% |
| High net worth individuals | 2,218 | $2.1B | 69.1% |
| Pension and profit sharing plans | 69 | $34.5M | 1.15% |
| Charitable organizations | 1 | $792K | 0.03% |
| Corporations and other businesses | 37 | $67.6M | 2.26% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Woodloch Pines Inc. 401 K Plan Woodloch Pines, Inc. | 2024 | |
| The Kinsley 401(k) Plan Kinsley Enterprises, Inc. | 2024 |
People (90)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Kramer Dare | President And Ceo | CFP | Jan 2004 (23y) | 50% – 75% |
| Kimberli Jean Casner | Chief Compliance Officer | Feb 2005 (22y) | Less than 5% | |
| Dare, Edward, Kramer | Executive Vice President | Feb 2009 (18y) | 50% – 75% | |
| Jacqueline Nyree Clark Wigfield | Chief Operations Officer | Jan 2018 (9y) | Less than 5% | |
| Randy Thomas Hoover | Registered representative | CFP | Jun 2002 (24y) | |
| Paul David Morgis | Registered representative | CFP Chartered Financial Consultant | Jun 2002 (24y) | |
| Peter Adam Oldziey | Registered representative | CFP | Apr 2004 (22y) | |
| John Joseph Sulick | Registered representative | Apr 2004 (22y) | ||
| Anthony Briselli | Registered representative | Jan 2005 (22y) | ||
| Albert Daniel Dagostino | Registered representative | Jan 2005 (22y) | ||
| Douglas Richard Clelan | Registered representative | Chartered Financial Consultant | Jan 2005 (22y) | |
| Francis Xavier Fauble | Registered representative | Chartered Financial Consultant | Jan 2005 (22y) | |
| Roy Keith Deloach | Registered representative | Feb 2005 (22y) | ||
| Scott Eugene Shoup | Registered representative | CFP | May 2005 (21y) | |
| Glenn Herman Williams | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Peter Bowe Marmaras | Registered representative | CFP Chartered Financial Consultant | Jul 2005 (21y) | |
| Christopher Donald Smith | Registered representative | Jul 2005 (21y) | ||
| Scott John Petrucci | Registered representative | Chartered Financial Consultant | Jul 2005 (21y) | |
| John Christopher Corso | Registered representative | CFP | Jun 2006 (20y) | |
| Paul Masalski | Registered representative | Chartered Financial Consultant | Jan 2007 (20y) | |
| Vincent Bruce Anderson | Registered representative | Apr 2008 (18y) | ||
| John Glennon Mazzola | Registered representative | Nov 2010 (16y) | ||
| Frank Darden Moore | Registered representative | Aug 2011 (15y) | ||
| Chris Holcomb | Registered representative | CFP | Sep 2011 (15y) | |
| Lucy Cardoso Watson | Registered representative | Oct 2011 (15y) | ||
| Scott Eric Holstein | Registered representative | CFP Personal Financial Specialist | Nov 2011 (15y) | |
| Christopher Ernest Noviello | Registered representative | CFP Chartered Financial Consultant | Jan 2012 (15y) | |
| Jeffery Joseph Closz | Registered representative | Nov 2013 (13y) | ||
| Jennifer A Newman | Registered representative | Mar 2014 (12y) | ||
| Michael Christopher Assad | Registered representative | Aug 2014 (12y) | ||
| Robert John Hinson | Registered representative | Jan 2015 (12y) | ||
| Kenneth Roy Watson | Registered representative | Apr 2015 (11y) | ||
| David L Rosenblatt | Registered representative | Jul 2015 (11y) | ||
| Tuula Katriina Paavola | Registered representative | CFP | Dec 2015 (11y) | |
| Kellie Ann Gillespie | Registered representative | Jun 2016 (10y) | ||
| Linda Marie Suda | Registered representative | Oct 2016 (10y) | ||
| Jeffrey Malcolm Weatherford | Registered representative | May 2017 (9y) | ||
| Doreen Leona Koleno | Registered representative | Chartered Financial Consultant | Jul 2017 (9y) | |
| Kemper David Arnold | Registered representative | Jul 2017 (9y) | ||
| Scott Everett Test | Registered representative | Aug 2017 (9y) | ||
| John Frederick Straub | Registered representative | Jan 2018 (9y) | ||
| Travis Alexander Drown | Registered representative | Jan 2018 (9y) | ||
| Andrew Wayne Kern | Registered representative | CFP Chartered Financial Consultant | Sep 2018 (8y) | |
| John Stephen Kostukovich | Registered representative | Oct 2018 (8y) | ||
| Brett Tomas Emmons | Registered representative | Nov 2018 (8y) | ||
| Michael Arthur Gabel | Registered representative | Apr 2019 (7y) | ||
| Brock Lowell Mcglothin | Registered representative | Jul 2019 (7y) | ||
| Robert Henry Pfahl | Registered representative | CFP | Aug 2019 (7y) | |
| Richard W Leet | Registered representative | CFP | Oct 2019 (7y) | |
| Yvonne Leslie Reitemeyer | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Gregory Alan Liszka | Registered representative | CFP | Oct 2019 (7y) | |
| Benjamin Westphal Payne | Registered representative | Nov 2019 (7y) | ||
| Jeffrey Boyanoski | Registered representative | CFP | Jan 2020 (7y) | |
| Aaron Mark Soden | Registered representative | Feb 2020 (6y) | ||
| Barry Alan Hunter | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Justin Blankenship | Registered representative | Mar 2021 (5y) | ||
| Martha Elizabethann Rosner | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Samuel Alan Rosner | Registered representative | Mar 2021 (5y) | ||
| Diana L Defrate | Registered representative | CFP | Apr 2021 (5y) | |
| Brian Joseph Kelly | Registered representative | CFP | Apr 2021 (5y) | |
| Cy Treaster | Registered representative | May 2021 (5y) | ||
| Amy Beth Sanor | Registered representative | CFP | Jul 2021 (5y) | |
| Adam Brubaker | Registered representative | Sep 2021 (5y) | ||
| Chad Ryan Chubb | Registered representative | CFP | Sep 2021 (5y) | |
| Zackary David Levine | Registered representative | CFP | Oct 2021 (5y) | |
| Keith P Behrmann | Registered representative | CFP Chartered Financial Consultant CFA | Oct 2021 (5y) | |
| Liana Beth Freeland | Registered representative | May 2022 (4y) | ||
| Peter Michael Kizis | Registered representative | Aug 2022 (4y) | ||
| Ralph A Mazzuoccolo | Registered representative | Sep 2022 (4y) | ||
| Anne M Volk | Registered representative | Jun 2023 (3y) | ||
| Alejandro J Rodriguez | Registered representative | Aug 2023 (3y) | ||
| Christopher Peter Suttmeier | Registered representative | Sep 2023 (3y) | ||
| Kelly Burger | Registered representative | Jan 2024 (3y) | ||
| Elana Yaffe | Registered representative | CFP | Mar 2024 (2y) | |
| Meghan Kelly | Registered representative | Jun 2024 (2y) | ||
| Gretchen Elizabeth Young | Registered representative | Jul 2024 (2y) | ||
| Hayden Davidson | Registered representative | Aug 2024 (2y) | ||
| Lainey Mae Hauser | Registered representative | Aug 2024 (2y) | ||
| Austin Trent Miller | Registered representative | Oct 2024 (2y) | ||
| Ronald Allen Peters | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Cody Wyatt Cummings | Registered representative | Dec 2024 (2y) | ||
| Anna Megan Shoup | Registered representative | Feb 2025 (1y) | ||
| Jonathan S Van Kirk | Registered representative | Mar 2025 (1y) | ||
| Travis Mattson | Registered representative | Jun 2025 (1y) | ||
| Matthew J Mog | Registered representative | Oct 2025 (1y) | ||
| Zachary Joseph Weigl | Registered representative | Oct 2025 (1y) | ||
| Solomon Ross Rosner | Registered representative | Feb 2026 (0y) | ||
| Andrew Spuhler | Registered representative | CFP | May 2026 (0y) | |
| Zachery Dean Otwell | Registered representative | CFP | Jun 2026 (0y) | |
| Ryan Miller | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kay, Dawn Ellen | Vice President Finance | Jan 2014 | A | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Woodloch Pines Inc. 401 K Plan | Woodloch Pines, Inc. | 900 | $16.1M | 01/01/2024 |
| The Kinsley 401(k) Plan | Kinsley Enterprises, Inc. | 3,921 | $218M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $2.8B (92% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗