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Wealth Manager · Small ($100M–$1B)
CRD 116057
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ADV data as of Jan 27, 2025
- Regulatory AUM
- $708M
- Discretionary
- $708M
- Clients
- 2,749
- Avg AUM / client
- $257K
- Accounts
- 2,749
- Employees
- 29
AUM over time
$56.6M
$708M
Mar 26, 2012
Jan 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,566 | $534M | 75.5% |
| High net worth individuals | 183 | $173M | 24.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Tiaa Cref Individual & Institutional Services, Llc $445M (63% of AUM) Jan 2025
- Charles Schwab & Co. $263M (37% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2025.