AUMdb

Aspen Wealth Management, Inc.

State-registered Wealth Manager · Boutique (under $100M) CRD 116061 · SEC file 801-62136 · Overland Park, KS · WWW.ASPENWEALTH.COM
☆ Save with Pro ADV data as of Mar 20, 2026
Regulatory AUM
$83.4M
Discretionary
$83.4M
Clients
104
Avg AUM / client
$802K
Accounts
323
Employees
3

AUM over time

$67.7M $96.2M
Mar 30, 2012 Mar 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 69 $20.9M 25.1%
High net worth individuals 33 $62.0M 74.3%
Charitable organizations 2 $472K 0.57%

Private funds (3)

Reported in Form ADV Section 7.B.(1), filing of Jan 2015 · $7.6M combined gross assets

FundTypeDomicileGross assetsOwners
Awm Real Estate Fund I, Llc Real Estate Fund Kansas $5.4M 3
Terrazzo Investments, Llc Real Estate Fund Kansas $1.3M 3
Terrazzo Ii, Llc Real Estate Fund Kansas $862K 7

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Trevor Kyle Holsinger President Feb 2000 (27y) 75% or more
Stephen James Small Chief Compliance Officer Sep 2007 (19y) 5% – 10%
Tavis Craig Holsinger Registered representative Oct 2023 (3y)

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (3, $7.6M gross assets)

FundTypeGross assetsMin. investmentOwners
Awm Real Estate Fund I, Llc Real Estate Fund $5.4M $50.0K 3
Terrazzo Investments, Llc Real Estate Fund $1.3M $25.0K 3
Terrazzo Ii, Llc Real Estate Fund $862K $25.0K 7

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/20/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.

View current Form ADV (SEC/IAPD) ↗