N
N
Wealth Manager · Small ($100M–$1B)
CRD 116062
·
☆ Save with Pro
ADV data as of May 12, 2025
- Regulatory AUM
- $121M
- Discretionary
- $121M
- Clients
- 269
- Avg AUM / client
- $449K
- Accounts
- 466
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 207 | $52.2M | 43.2% |
| High net worth individuals | 62 | $65.8M | 54.4% |
| Charitable organizations | Fewer than 5 | $930K | 0.77% |
| Corporations and other businesses | Fewer than 5 | $2.0M | 1.61% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $116M (96% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 12, 2025.