Vista Investment Management, Llc
- Regulatory AUM
- $324M
- Discretionary
- $319M
- Clients
- 189
- Avg AUM / client
- $1.7M
- Accounts
- 544
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 173 positions, $300,591,156)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $10,074,506 | 127,091 | 3.35% | 3.11% |
| 2 | Janus Detroit Str Tr | HENDRSON AAA CL | $9,675,907 | 192,097 | 3.22% | 2.99% |
| 3 | Vanguard World Fd | INF TECH ETF | $9,424,479 | 13,508 | 3.14% | 2.91% |
| 4 | Vaneck Etf Trust | IG FLOATING RATE | $8,465,165 | 332,228 | 2.82% | 2.61% |
| 5 | Spdr Series Trust | STATE STREET SPD | $8,228,010 | 245,319 | 2.74% | 2.54% |
| 6 | Invesco Exch Trd Slf Idx Fd | INVSCO 30 CORP | $8,017,685 | 479,552 | 2.67% | 2.48% |
| 7 | Invesco Exch Trd Slf Idx Fd | INVSCO BLSH 28 | $7,100,740 | 347,683 | 2.36% | 2.19% |
| 8 | Ishares Tr | MSCI USA QLT FCT | $6,444,162 | 33,597 | 2.14% | 1.99% |
| 9 | Spdr Series Trust | STATE STREET SPD | $6,395,646 | 37,262 | 2.13% | 1.97% |
| 10 | Coherent Corp | COM | $6,268,734 | 26,316 | 2.09% | 1.94% |
| 11 | Wisdomtree Tr | US LARGECAP FUND | $5,767,555 | 84,680 | 1.92% | 1.78% |
| 12 | Invesco Exchange Traded Fd T | S&P500 EQL TEC | $5,672,075 | 125,322 | 1.89% | 1.75% |
| 13 | Jpmorgan Chase & Co | COM | $5,621,256 | 19,110 | 1.87% | 1.74% |
| 14 | First Tr Exch Traded Fd Iii | INSTL PFD SECS | $5,313,874 | 279,678 | 1.77% | 1.64% |
| 15 | Ishares Tr | CORE S&P SCP ETF | $5,256,714 | 42,287 | 1.75% | 1.62% |
| 16 | Spdr Series Trust | STATE STREET SPD | $4,662,699 | 78,735 | 1.55% | 1.44% |
| 17 | Vanguard World Fd | COMM SRVC ETF | $4,634,524 | 25,770 | 1.54% | 1.43% |
| 18 | Spdr Index Shs Fds | STATE STREET SPD | $4,372,585 | 93,212 | 1.45% | 1.35% |
| 19 | Rush Enterprises Inc | CL B | $4,007,234 | 62,272 | 1.33% | 1.24% |
| 20 | Wesco Intl Inc | COM | $3,762,304 | 13,750 | 1.25% | 1.16% |
| 21 | Invesco Exch Traded Fd Tr Ii | INTL BUYBACK | $3,611,934 | 64,198 | 1.2% | 1.12% |
| 22 | Spdr Series Trust | STATE STREET SPD | $3,559,907 | 118,387 | 1.18% | 1.1% |
| 23 | Capital One Finl Corp | COM | $3,411,076 | 18,698 | 1.13% | 1.05% |
| 24 | Spdr Index Shs Fds | STATE STREET SPD | $3,363,644 | 73,683 | 1.12% | 1.04% |
| 25 | Alphabet Inc | CAP STK CL A | $3,230,164 | 11,233 | 1.07% | 1.0% |
Top 25 of 173 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 102 | $39.3M | 12.1% |
| High net worth individuals | 78 | $243M | 75.2% |
| Charitable organizations | 4 | $5.2M | 1.62% |
| Corporations and other businesses | 5 | $35.9M | 11.1% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Daniel Frankola | President, Chief Executive Officer | CFA | Aug 2002 (24y) | ≈ 56.25% – 100% via Frankola Holdings, Llc |
| Matthew Joseph Viverette | Chief Compliance Officer, Chief Operations Officer | Aug 2014 (12y) | ≈ 7.5% – 25% via Skyline Pursuits, Llc | |
| Lawrence Emerson Eakin | Registered representative | Jun 2018 (8y) | ||
| Dylan Connor Thomas Dunlop | Registered representative | Aug 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Frankola Holdings, Llc | Member | Oct 2022 | A | 75% or more |
| Skyline Pursuits, Llc | Member | Oct 2022 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Daniel Frankola: 75% – 100% of Frankola Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Matthew Joseph Viverette: 75% – 100% of Skyline Pursuits, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $280M (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗