Fortitude Advisory Group L.L.C.
- Regulatory AUM
- $468M
- Discretionary
- $466M
- Clients
- 622
- Avg AUM / client
- $752K
- Accounts
- 1,354
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 622 | $466M | 99.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.1M | 0.24% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Christopher Finnigan | Owner | May 2014 (12y) | 75% or more of Kcsl Ventures, Llc (indirect) | |
| Craig Douglas Johnsen | Owner | Jul 2014 (12y) | 75% or more of Dkj Ventures, Llc (indirect) | |
| Martin David Saltzman | Registered representative | Jan 2008 (19y) | ||
| Louis Gene Scatigna | Registered representative | Jan 2008 (19y) | ||
| Ronald Joseph Weintraub | Registered representative | Jul 2011 (15y) | ||
| Andrew Lucas Finnigan | Registered representative | Nov 2019 (7y) | ||
| Stacy Ethyl Shields | Registered representative | Jan 2021 (6y) | ||
| Steven Theodore Farr | Registered representative | May 2021 (5y) | ||
| Gregory Vincent Mallia | Registered representative | Nov 2021 (5y) | ||
| Scott Everett Mills | Registered representative | CFA | Nov 2021 (5y) | |
| Ruben Rene Ramirez | Registered representative | Jan 2022 (5y) | ||
| Jacinta Therese Earl | Registered representative | Dec 2022 (4y) | ||
| Christopher Vernon Kimball | Registered representative | CFP | Dec 2022 (4y) | |
| Maia Devon Thomas | Registered representative | Dec 2024 (2y) | ||
| Matthew David Sanes | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sound Wealth Partners | Owner | Sep 2016 | A | 75% or more |
| Kcsl Ventures Llc | Owner | Sep 2016 | B | ≈ 37.5% – 75% via Sound Wealth Partners |
| Dkj Ventures Llc | Owner | Sep 2016 | B | ≈ 37.5% – 75% via Sound Wealth Partners |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kcsl Ventures Llc: 50% – 75% of Sound Wealth Partners × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Dkj Ventures Llc: 50% – 75% of Sound Wealth Partners × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $299M (64% of AUM) Mar 2026
- Charles Schwab & Co. $97.7M (21% of AUM) Mar 2026
- National Financial Services (Fidelity) $70.3M (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗