L&L Financial Services, Llp
- Regulatory AUM
- $9.5M
- Discretionary
- $9.5M
- Clients
- 28
- Avg AUM / client
- $339K
- Accounts
- 31
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $4.9M | 51.6% |
| High net worth individuals | Fewer than 5 clients | $4.6M | 48.4% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Allen Driskell | Registered representative | Jan 2000 (27y) | ||
| George Vestal Davis | Registered representative | Jan 2000 (27y) | ||
| Christopher Miles Patterson | Registered representative | Mar 2002 (24y) | ||
| Calvin Chatfield Nettles | Registered representative | Jul 2014 (12y) | ||
| Kent Frederick Krause | Registered representative | Jul 2014 (12y) | ||
| Jacob David Baker | Registered representative | Feb 2018 (9y) | ||
| Nicholas Allen Myers | Registered representative | Aug 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/27/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $9.5M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗