Plan Group Financial, Inc.
- Regulatory AUM
- $690M
- Discretionary
- $683M
- Clients
- 1,221
- Avg AUM / client
- $565K
- Accounts
- 3,102
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,072 | $211M | 30.6% |
| High net worth individuals | 149 | $479M | 69.4% |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Ray Claycomb | President | Mar 2017 (9y) | 75% or more | |
| Cody Owen Wheeler | Director Of Operations | Oct 2022 (4y) | Less than 5% | |
| Petraitis, Brian, Joseph | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Matthew Ronald Schultz | Registered representative | Jan 2023 (4y) | ||
| Jeffery Allen Eynetich | Registered representative | Jan 2023 (4y) | ||
| Michael James White | Registered representative | Jan 2023 (4y) | ||
| Dallas Lee Wheeler | Registered representative | Jan 2023 (4y) | ||
| James Carroll Billingsley | Registered representative | Jan 2023 (4y) | ||
| Shawn Gerald Hanquist | Registered representative | CFP | Jun 2023 (3y) | |
| Hayden John Przybysz | Registered representative | Nov 2023 (3y) | ||
| Spencer Doyle Aufenthie | Registered representative | Mar 2024 (2y) | ||
| Carl Hayes Holliday | Registered representative | Aug 2024 (2y) | ||
| Boston Cole Harris | Registered representative | Oct 2025 (1y) | ||
| Luke Alexander Stein | Registered representative | Oct 2025 (1y) | ||
| Tobin Babu Thomas | Registered representative | Jan 2026 (1y) | ||
| Srikant C Jonnada | Registered representative | Jan 2026 (1y) | ||
| Harrison Riley Newmark | Registered representative | Feb 2026 (0y) | ||
| Amanda M Hanquist | Registered representative | Feb 2026 (0y) | ||
| Jacob Daniel Wandel | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $474M (69% of AUM) Apr 2026
- Fidelity Distributors Company Llc $203M (29% of AUM) Apr 2026
- Nuview Trust Company $525K (0% of AUM) Nov 2023
- Fidelity Investments $101K (0% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗