Chartered Advisory Group, Inc.
- Regulatory AUM
- $128M
- Discretionary
- $49.7M
- Clients
- 283
- Avg AUM / client
- $451K
- Accounts
- 761
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 263 | $97.9M | 76.6% |
| High net worth individuals | 20 | $29.8M | 23.4% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Henry Kantner | President / Chief Compliance Officer | Chartered Financial Consultant | Feb 1999 (27y) | 75% or more |
| Robert Joseph Pedrick | Registered representative | Dec 2005 (21y) | ||
| Sean Patrick Smith | Registered representative | Jan 2011 (16y) | ||
| Angela M Bean | Registered representative | Jun 2011 (15y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 904 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Allianz Life Insurance Company Of North America $52.3M (41% of AUM) Mar 2026
- Charles Schwab & Co. $49.7M (39% of AUM) Mar 2026
- National Financial Services (Fidelity) $26.0M (19% of AUM) Aug 2023
- Hartford Financial Services Group, Inc $17.7M (12% of AUM) Feb 2018
- Forethought Life Insurance Company $12.1M (10% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗