Pfg Investments, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 116537
· SEC file 801-77166
· Woodbury, NY
· www.pfgnyonline.com
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ADV data as of Feb 27, 2026
- Regulatory AUM
- $2.1B
- Discretionary
- $1.9B
- Clients
- 6,470
- Avg AUM / client
- $326K
- Accounts
- 6,470
- Employees
- 161
AUM over time
$23.7M
$2.1B
Aug 2012
Feb 2026
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,804 | $1.1B | 51.6% |
| High net worth individuals | 395 | $939M | 44.5% |
| Pension and profit sharing plans | 243 | $62.2M | 2.94% |
| Charitable organizations | 8 | $1.7M | 0.08% |
| Corporations and other businesses | 20 | $20.0M | 0.95% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Family & Cosmetic Gentle Denti 401(k) Profit Sharing Plan & Trust Family & Cosmetic Gentle Denti | 2024 |
People (166)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Alfred Distante | Ceo | Sep 2000 (26y) | 75% or more | |
| Joseph John Trifiletti | President | Jun 2011 (15y) | Less than 5% | |
| Plapp, Megan, Lynn | Chief Financial Officer | Oct 2018 (8y) | Less than 5% | |
| Daniel Antenor, Jr | Chief Operations Officer | Oct 2018 (8y) | Less than 5% | |
| Michelle Denise Thomas | Chief Compliance Officer | Aug 2020 (6y) | Less than 5% | |
| Steven Matthew Howe | Director Of Business Development | Nov 2021 (5y) | Less than 5% | |
| Jeffrey Bill Baker | Registered representative | CFP | Jul 2011 (15y) | |
| Philip Michael Scholler | Registered representative | Sep 2015 (11y) | ||
| Peter Christopher Cook | Registered representative | Oct 2015 (11y) | ||
| John William Brower | Registered representative | May 2016 (10y) | ||
| Gregory John Mistovich | Registered representative | Jul 2016 (10y) | ||
| David Richard Laliberte | Registered representative | Jul 2016 (10y) | ||
| George Matthew Drakos | Registered representative | Aug 2016 (10y) | ||
| Simon Kin Man Chung | Registered representative | Sep 2016 (10y) | ||
| Stephen Jay Kaufman | Registered representative | Sep 2016 (10y) | ||
| Joseph Henry Johnson | Registered representative | Oct 2016 (10y) | ||
| Michael Edward Gorman | Registered representative | Nov 2016 (10y) | ||
| Larry Dale Worden | Registered representative | Dec 2016 (10y) | ||
| Michael Damian Evans | Registered representative | May 2017 (9y) | ||
| Michael Swift Smith | Registered representative | Jul 2017 (9y) | ||
| Theresa Timmerman | Registered representative | Jul 2017 (9y) | ||
| Stuart Taylor Valentine | Registered representative | Jul 2017 (9y) | ||
| Jina Amelia Rachel Penn Tracy | Registered representative | Jul 2017 (9y) | ||
| Todd Manning Walker | Registered representative | Jul 2017 (9y) | ||
| Hunter Davidson Brownlie | Registered representative | Jul 2017 (9y) | ||
| Mehul Mahendra Thakker | Registered representative | Jul 2017 (9y) | ||
| Thomas Francis Ray | Registered representative | Aug 2017 (9y) | ||
| Max Jacob Mintz | Registered representative | Aug 2017 (9y) | ||
| Craig Robert Walker | Registered representative | Jan 2018 (9y) | ||
| Sam Kodari | Registered representative | Jan 2018 (9y) | ||
| David Steven Litras | Registered representative | Jul 2018 (8y) | ||
| Chris Alfred Nelson | Registered representative | Sep 2019 (7y) | ||
| Anya Sophia Gage | Registered representative | Oct 2019 (7y) | ||
| Michelle Argero Malacinski | Registered representative | Jan 2020 (7y) | ||
| Thomas Allen Jack | Registered representative | Jan 2020 (7y) | ||
| Lynn Morris Kachel | Registered representative | Jan 2020 (7y) | ||
| Thomas James Kachel | Registered representative | Jan 2020 (7y) | ||
| David Patrick Stewart | Registered representative | Mar 2020 (6y) | ||
| Theodore Michael Hirsch | Registered representative | Mar 2020 (6y) | ||
| Milan K. Madhani | Registered representative | Jun 2020 (6y) | ||
| Daniel Martin Noboru Ward | Registered representative | Jul 2020 (6y) | ||
| William T Adamski | Registered representative | Jul 2020 (6y) | ||
| Erik William Hayden | Registered representative | Jul 2020 (6y) | ||
| Saurav Ryan Bhattacharyya | Registered representative | Oct 2020 (6y) | ||
| Elliot George Ford | Registered representative | Oct 2020 (6y) | ||
| Gayle Jymme Olivette | Registered representative | Jan 2021 (6y) | ||
| David Way | Registered representative | Feb 2021 (5y) | ||
| Beverly Ann Mingola | Registered representative | Apr 2021 (5y) | ||
| Brett Ian Goldstein | Registered representative | Apr 2021 (5y) | ||
| Israel Harman | Registered representative | Apr 2021 (5y) | ||
| Kerim Tulun | Registered representative | CFP | Apr 2021 (5y) | |
| Michael David Ward | Registered representative | Apr 2021 (5y) | ||
| Rosemary Terry | Registered representative | Apr 2021 (5y) | ||
| Daryll Jason Ganz | Registered representative | Apr 2021 (5y) | ||
| Jack Chite | Registered representative | CFP | Apr 2021 (5y) | |
| Christopher Edward Mcclure | Registered representative | Apr 2021 (5y) | ||
| Eric Peter Rabaskas | Registered representative | Apr 2021 (5y) | ||
| John Patrick Spinelli | Registered representative | CFP | Apr 2021 (5y) | |
| Frank Jerry Fava | Registered representative | May 2021 (5y) | ||
| Albert Michael D'amato | Registered representative | May 2021 (5y) | ||
| Daniel Hyman Morris | Registered representative | May 2021 (5y) | ||
| Diana C. Palmieri | Registered representative | Jun 2021 (5y) | ||
| Thomas William Johnson | Registered representative | Sep 2021 (5y) | ||
| David Hal Bock | Registered representative | Oct 2021 (5y) | ||
| Earl Williamson Good | Registered representative | Oct 2021 (5y) | ||
| Valentina Solomita | Registered representative | Dec 2021 (5y) | ||
| Scott A Kadish | Registered representative | CFP | Feb 2022 (4y) | |
| Eric Thomas Hu | Registered representative | Feb 2022 (4y) | ||
| Lisa Marie Chasse | Registered representative | Feb 2022 (4y) | ||
| Diana Louise Fletcher | Registered representative | CFP | Mar 2022 (4y) | |
| Ross Evan Didia | Registered representative | Jun 2022 (4y) | ||
| Daniel Jason Bredow | Registered representative | Jul 2022 (4y) | ||
| Annalisa Sunshine Clifford Gold | Registered representative | Aug 2022 (4y) | ||
| Hillary E Brevig | Registered representative | CFP | Sep 2022 (4y) | |
| Jennefer L Walsh | Registered representative | CFP | Sep 2022 (4y) | |
| Kenneth Gerald Tavernier | Registered representative | Sep 2022 (4y) | ||
| Shannon Michelle Bora Cooper | Registered representative | Nov 2022 (4y) | ||
| Laura Ann Adams | Registered representative | Jan 2023 (4y) | ||
| Jeremy Rouse Brown | Registered representative | Feb 2023 (3y) | ||
| Aaron Delsignore | Registered representative | Feb 2023 (3y) | ||
| Brian Edward Gardiner | Registered representative | CFP | Feb 2023 (3y) | |
| Joseph Salvatore Giordano | Registered representative | Mar 2023 (3y) | ||
| Kevin Michael Murphy | Registered representative | Mar 2023 (3y) | ||
| Frankie Ricardo Brin | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| William Paul Fauzio | Registered representative | Mar 2023 (3y) | ||
| Frank Michael Zukowski | Registered representative | Apr 2023 (3y) | ||
| Jack Theodore Johnson | Registered representative | Apr 2023 (3y) | ||
| Ruth Arriaza | Registered representative | Jun 2023 (3y) | ||
| Franz Paul Loeber | Registered representative | Jun 2023 (3y) | ||
| Lynne Ford | Registered representative | Jul 2023 (3y) | ||
| Lynn Christine Williams | Registered representative | CFP | Aug 2023 (3y) | |
| Steven Wayne Loerke | Registered representative | Aug 2023 (3y) | ||
| Nicole Brielle Simpson | Registered representative | CFP | Aug 2023 (3y) | |
| Ryan Luther Bodin | Registered representative | CFP | Sep 2023 (3y) | |
| Ralph Sadler Powell | Registered representative | Oct 2023 (3y) | ||
| Timothy Moreno | Registered representative | Nov 2023 (3y) | ||
| Deanna Lynn O'neal | Registered representative | Nov 2023 (3y) | ||
| Tammy Rose Taylor | Registered representative | Nov 2023 (3y) | ||
| Christopher James Wolfe | Registered representative | Dec 2023 (3y) | ||
| Michael Alan Citron | Registered representative | Mar 2024 (2y) | ||
| Peter Gregory Hawkins | Registered representative | CFP | Apr 2024 (2y) | |
| Michael Harry Applebaum | Registered representative | Apr 2024 (2y) | ||
| Stephen Todd Walker | Registered representative | Apr 2024 (2y) | ||
| Thomas J Kelly | Registered representative | Chartered Financial Consultant | Apr 2024 (2y) | |
| Janet T Doherty | Registered representative | Apr 2024 (2y) | ||
| Eric Goodman | Registered representative | CFP | Apr 2024 (2y) | |
| Christopher Jason Farmer | Registered representative | Jul 2024 (2y) | ||
| Richard Scott De Bono | Registered representative | Jul 2024 (2y) | ||
| Adam Woolston | Registered representative | Jul 2024 (2y) | ||
| Justin T Corbin | Registered representative | Aug 2024 (2y) | ||
| Kenneth John Arellano | Registered representative | Aug 2024 (2y) | ||
| Michael Gonzales | Registered representative | Aug 2024 (2y) | ||
| Eric Todd Bilitz | Registered representative | Aug 2024 (2y) | ||
| Krikor Demirjian | Registered representative | Sep 2024 (2y) | ||
| Eric Clifford Sutliff | Registered representative | Sep 2024 (2y) | ||
| Syed Jamal Mohsin | Registered representative | Sep 2024 (2y) | ||
| Matthew Alan Holibaugh | Registered representative | CFP | Oct 2024 (2y) | |
| Heather Anne Grubbs | Registered representative | Dec 2024 (2y) | ||
| Suzan Luna Jaffe | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Reed Miller | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Michael Amoroso | Registered representative | Jan 2025 (2y) | ||
| Pamela Jean Floyd | Registered representative | Jan 2025 (2y) | ||
| Carl James Holly | Registered representative | Jan 2025 (2y) | ||
| William Scott Paddor | Registered representative | Jan 2025 (2y) | ||
| Stephen Ellis Swadley | Registered representative | Feb 2025 (1y) | ||
| Michael Howard Levin | Registered representative | CFP Chartered Financial Consultant | Feb 2025 (1y) | |
| Arthur Paul Forget | Registered representative | Mar 2025 (1y) | ||
| Allen Cohen | Registered representative | Mar 2025 (1y) | ||
| Angel Luis Curbelo | Registered representative | Mar 2025 (1y) | ||
| Matthew Miller | Registered representative | Apr 2025 (1y) | ||
| Bradley Allen Cohen | Registered representative | Apr 2025 (1y) | ||
| Warren Leif Raum | Registered representative | CFP | May 2025 (1y) | |
| James Arellano | Registered representative | May 2025 (1y) | ||
| William C Carlisle | Registered representative | Jun 2025 (1y) | ||
| Fariba Z. Madison | Registered representative | Jun 2025 (1y) | ||
| Michael Angelo Thomas | Registered representative | CFP | Jun 2025 (1y) | |
| Loren Walter Wood | Registered representative | Jun 2025 (1y) | ||
| Sabrina Peterson | Registered representative | CFP | Jul 2025 (1y) | |
| Nicole Lauria | Registered representative | Jul 2025 (1y) | ||
| Carl Everest Peruzzotti | Registered representative | Aug 2025 (1y) | ||
| Tiffany Marie Carrion | Registered representative | Aug 2025 (1y) | ||
| Gale Ann Brodie | Registered representative | Aug 2025 (1y) | ||
| Gregory William Ricker | Registered representative | Sep 2025 (1y) | ||
| Joseph Fernandes | Registered representative | Sep 2025 (1y) | ||
| Dean Richard Weerstra | Registered representative | Oct 2025 (1y) | ||
| Kathy Joy Gordon | Registered representative | Oct 2025 (1y) | ||
| Cameron Jalbert | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Christopher Alan Roberts | Registered representative | Oct 2025 (1y) | ||
| Dana Marie Kiley | Registered representative | Oct 2025 (1y) | ||
| Michael John Kiley | Registered representative | Oct 2025 (1y) | ||
| Chad Neault | Registered representative | CFA | Oct 2025 (1y) | |
| Gary Charles Gray | Registered representative | Nov 2025 (1y) | ||
| Jody Lynn Pierce | Registered representative | Nov 2025 (1y) | ||
| Matthew D Weglarz | Registered representative | Jan 2026 (1y) | ||
| Emmett Dewitt Newton | Registered representative | Jan 2026 (1y) | ||
| Michele Joi Del Sordo | Registered representative | Jan 2026 (1y) | ||
| Brenda R Trachsel | Registered representative | Jan 2026 (1y) | ||
| Joshua Patrick Helvie | Registered representative | Feb 2026 (0y) | ||
| Timothy Ballard White | Registered representative | Feb 2026 (0y) | ||
| John David Dickey | Registered representative | Feb 2026 (0y) | ||
| Brian Kenneth Altounian | Registered representative | Mar 2026 (0y) | ||
| Amos Akinyooye | Registered representative | Mar 2026 (0y) | ||
| Sharlene Jamison | Registered representative | Mar 2026 (0y) | ||
| Harrison Wustefeld | Registered representative | Mar 2026 (0y) | ||
| John Jay Higgins | Registered representative | CFP | Jun 2026 (0y) | |
| James C Deminno | Registered representative | Personal Financial Specialist | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Family & Cosmetic Gentle Denti 401(k) Profit Sharing Plan & Trust | Family & Cosmetic Gentle Denti | 119 | $3.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 2.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗