Mns Financial Management, L.L.C.
- Regulatory AUM
- $489M
- Discretionary
- $82.6M
- Clients
- 321
- Avg AUM / client
- $1.5M
- Accounts
- 955
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 198 | $78.4M | 16.0% |
| High net worth individuals | 103 | $387M | 79.0% |
| Pension and profit sharing plans | 8 | $21.6M | 4.41% |
| Charitable organizations | 12 | $2.6M | 0.53% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Earl Krichbaum | President/Managing Member/Chief Compliance Officer | CFP | Apr 1999 (27y) | 10% – 25% |
| Susan Kim Sands | Secretary | Jan 2002 (25y) | Less than 5% | |
| Trevor Ruskin Whitley | Member | CFP CFA | Aug 2005 (21y) | 25% – 50% |
| Brian P O'connell | Member | CFP | Aug 2008 (18y) | 25% – 50% |
| Marcus Corbin Henderson | Registered representative | CFP | Sep 2022 (4y) | |
| Arnold Robert Gillard | Registered representative | Nov 2023 (3y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $386M (79% of AUM) Apr 2026
- National Financial Services (Fidelity) $78.9M (16% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗