Taylor Financial Group, Inc.
- Regulatory AUM
- $410M
- Discretionary
- $410M
- Clients
- 501
- Avg AUM / client
- $818K
- Accounts
- 1,112
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 395 | $117M | 28.6% |
| High net worth individuals | 103 | $292M | 71.2% |
| Charitable organizations | 1 | $122 | 0.0% |
| Corporations and other businesses | 2 | $996K | 0.24% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marvin William Taylor | Chairman/Director | CFP | Jul 1986 (40y) | 25% – 50% |
| John Samuel Taylor | President/Director/Chief Compliance Officer | CFP | May 1992 (34y) | 50% – 75% |
| Jay Steve Arce | Vice President | CFP | Oct 2018 (8y) | 10% – 25% |
| Cassandra Martin Conte | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $369M (90% of AUM) Feb 2026
- Charles Schwab & Co. $312M (99% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗