The Foundry Financial Group, Inc.
- Regulatory AUM
- $284M
- Discretionary
- $281M
- Clients
- 296
- Avg AUM / client
- $960K
- Accounts
- 1,206
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $34.8M | 12.2% |
| High net worth individuals | 145 | $240M | 84.6% |
| Pension and profit sharing plans | 2 | $9.1M | 3.2% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Harrington Fogarty | President/Owner/Chief Compliance Officer | CFP Chartered Financial Consultant | Jul 2001 (25y) | 75% or more |
| Daniel Joseph Rivet | Registered representative | CFP | Jun 2018 (8y) | |
| Sarah Margaret Anderson | Registered representative | Jul 2020 (6y) | ||
| Joshua Roger Allen | Registered representative | CFP | Feb 2024 (3y) | |
| Rachel Annalyse Dadian | Registered representative | Aug 2024 (2y) | ||
| Brady Michael Martin | Registered representative | Jul 2025 (1y) | ||
| Ava Louise Clark | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $258M (91% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗