The Enterprise Investment Company
- Regulatory AUM
- $607M
- Discretionary
- $507M
- Clients
- 841
- Avg AUM / client
- $722K
- Accounts
- 1,106
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 795 | $564M | 92.9% |
| Pension and profit sharing plans | 46 | $43.2M | 7.12% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Norman Arthur Pappas | President & Chief Compliance Officer | Chartered Financial Consultant | Jun 1985 (41y) | 75% or more |
| Gil J Feldman | Director Of Investments | May 2010 (16y) | 10% – 25% | |
| Albers, Edward, J | Director Of Insurance | Jan 2014 (13y) | 10% – 25% | |
| Marra, Andrew, John | Comptroller | Jan 2014 (13y) | 10% – 25% | |
| Offerman, Adam, John | Registered Representative | Sep 2015 (11y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $474M (99% of AUM) Aug 2025
- Charles Schwab & Co. $427M (70% of AUM) Apr 2026
- Fidelity Brokerage Services $175M (29% of AUM) Apr 2026
- Sei Investments Distribution Co. $5.5M (1% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.
View current Form ADV (SEC/IAPD) ↗