Leonard Rickey Investment Advisors, P.L.L.C.
- Regulatory AUM
- $958M
- Discretionary
- $940M
- Clients
- 1,102
- Avg AUM / client
- $869K
- Accounts
- 3,277
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 810 | $290M | 30.3% |
| High net worth individuals | 268 | $609M | 63.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $11.1M | 1.16% |
| Charitable organizations | 6 | $11.2M | 1.17% |
| State or municipal government entities | Fewer than 5 clients | $2.7M | 0.29% |
| Corporations and other businesses | 5 | $24.5M | 2.56% |
| Other | 13 | $9.4M | 0.98% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin John Rickey | Member / Chief Compliance Officer | CFP | Jan 1998 (29y) | 25% – 50% |
| Joy Suzanne Stenehjem | Member | CFP | Jan 2001 (26y) | 25% – 50% |
| Matthew James Hargreaves | Cio | Aug 2013 (13y) | 5% – 10% | |
| Susan Marie Van Tress | Chief Operating Officer | Jan 2015 (12y) | Less than 5% | |
| Dirk Byron Bernd | Registered representative | Jan 2016 (11y) | ||
| Chelsie Marie Smith | Registered representative | CFP | Dec 2019 (7y) | |
| Gunnar Harrison | Registered representative | Apr 2023 (3y) | ||
| Quentin Robert Rickey | Registered representative | Jan 2025 (2y) | ||
| Ellie Rachel Buntin | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $912M (95% of AUM) Mar 2026
- LPL Financial $47.4M (10% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗