Edgewater Asset Management Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 116948
· Virginia Beach, VA
· EDGEWATERASSET.COM
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ADV data as of Apr 15, 2026
- Regulatory AUM
- $42.2M
- Discretionary
- $42.2M
- Clients
- 28
- Avg AUM / client
- $1.5M
- Accounts
- 30
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $3.5M | 8.24% |
| High net worth individuals | 18 | $37.4M | 88.7% |
| Corporations and other businesses | Fewer than 5 clients | $1.3M | 3.08% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lynne Myers Mallory | Registered representative | CFA | Apr 2003 (23y) | |
| Steven Eugene Winter | Registered representative | Apr 2003 (23y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $42.2M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗