Investors Portfolio Services Llc
- Regulatory AUM
- $239M
- Discretionary
- $238M
- Clients
- 292
- Avg AUM / client
- $818K
- Accounts
- 830
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 702 positions, $107,892,586)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $22,195,610 | 34,013 | 20.6% | 9.29% |
| 2 | First Tr Exchng Traded Fd Vi | FT VEST US EQUIT | $16,843,821 | 500,724 | 15.6% | 7.05% |
| 3 | Goldman Sachs Etf Tr | S&P 500 PREMIUM | $9,462,587 | 189,100 | 8.77% | 3.96% |
| 4 | First Tr Exchange Traded Fd | RBA INDL ETF | $7,635,476 | 68,878 | 7.08% | 3.2% |
| 5 | Invesco Exchange Traded Fd T | S&P MDCP QUALITY | $6,975,671 | 67,461 | 6.47% | 2.92% |
| 6 | J P Morgan Exchange Traded F Intrnl | RES EQT | $5,964,535 | 78,722 | 5.53% | 2.5% |
| 7 | Costco Wholesale Corporation | COM | $5,431,928 | 5,430 | 5.03% | 2.27% |
| 8 | Select Sector Spdr Tr State Street | UTI | $5,160,469 | 112,472 | 4.78% | 2.16% |
| 9 | Mcdonalds Corp | COM | $3,654,645 | 11,760 | 3.39% | 1.53% |
| 10 | Ishares Tr | 20 YR TR BD ETF | $2,738,110 | 31,585 | 2.54% | 1.15% |
| 11 | J P Morgan Exchange Traded F Nasdaq | EQT PREM | $2,211,492 | 39,832 | 2.05% | 0.93% |
| 12 | Vanguard Index Fds | VALUE ETF | $1,819,257 | 9,272 | 1.69% | 0.76% |
| 13 | Timberland Bancorp Inc | COM | $1,397,907 | 35,453 | 1.3% | 0.59% |
| 14 | Pgim Etf Tr | TOTAL RETURN BON | $1,345,930 | 32,347 | 1.25% | 0.56% |
| 15 | Apple Inc | COM | $796,400 | 3,090 | 0.74% | 0.33% |
| 16 | Nvidia Corporation | COM | $740,449 | 3,898 | 0.69% | 0.31% |
| 17 | Microsoft Corp | COM | $732,188 | 1,975 | 0.68% | 0.31% |
| 18 | First Tr Exch Traded Fd Iii | MUNI HI INCM ETF | $722,865 | 15,363 | 0.67% | 0.3% |
| 19 | Qualcomm Inc | COM | $631,858 | 4,901 | 0.59% | 0.26% |
| 20 | Bank America Corp | COM | $526,399 | 10,796 | 0.49% | 0.22% |
| 21 | Oreilly Automotive Inc | COM | $470,781 | 5,100 | 0.44% | 0.2% |
| 22 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $453,728 | 8,438 | 0.42% | 0.19% |
| 23 | Palo Alto Networks Inc | COM | $431,605 | 2,687 | 0.4% | 0.18% |
| 24 | Arista Networks Inc | COM SHS | $361,536 | 2,942 | 0.34% | 0.15% |
| 25 | Alibaba Group Hldg Ltd | SPONSORED ADS | $346,646 | 2,763 | 0.32% | 0.15% |
Top 25 of 702 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 206 | $78.8M | 33.0% |
| High net worth individuals | 83 | $158M | 66.3% |
| Charitable organizations | 1 | $1.1M | 0.47% |
| Corporations and other businesses | 2 | $576K | 0.24% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Vincent Gallo | Chief Executive Officer/Chief Compliance Officer | CFP | Jun 1994 (32y) | 75% or more |
| Thomas James Bowman | Registered representative | CFP CFA | Jun 2017 (9y) | |
| Noah Daniel Fenz | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $189M (79% of AUM) Mar 2026
- Truist Financial Corp $12.3M (5% of AUM) Mar 2026
- Altruist Financial $12.3M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗