W.G.Shaheen & Associates,Ltd.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 739
- Avg AUM / client
- $2.0M
- Accounts
- 1,885
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 175 positions, $1,201,082,986)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $145,082,353 | 571,663 | 12.1% | 9.73% |
| 2 | Microsoft Corp | COM | $48,181,079 | 130,159 | 4.01% | 3.23% |
| 3 | Alphabet Inc | CAP STK CL C | $44,678,129 | 155,749 | 3.72% | 3.0% |
| 4 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $37,372,098 | 819,204 | 3.11% | 2.51% |
| 5 | Alphabet Inc | CAP STK CL A | $34,908,099 | 121,394 | 2.91% | 2.34% |
| 6 | Nvidia Corporation | COM | $34,014,146 | 195,035 | 2.83% | 2.28% |
| 7 | Broadcom Inc | COM | $32,852,003 | 106,142 | 2.74% | 2.2% |
| 8 | Amazon Com Inc | COM | $32,681,774 | 156,920 | 2.72% | 2.19% |
| 9 | Meta Platforms Inc | CL A | $32,608,580 | 56,995 | 2.71% | 2.19% |
| 10 | Ishares Tr | CORE S&P TTL STK | $29,676,760 | 208,360 | 2.47% | 1.99% |
| 11 | Jpmorgan Chase & Co | COM | $29,213,640 | 99,312 | 2.43% | 1.96% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $27,587,459 | 57,570 | 2.3% | 1.85% |
| 13 | Doubleline Etf Trust | OPPORTUNISTIC CO | $26,626,067 | 581,228 | 2.22% | 1.79% |
| 14 | Select Sector Spdr Tr | STATE STREET ENE | $25,175,548 | 410,962 | 2.1% | 1.69% |
| 15 | Schwab Charles Corp | COM | $23,700,191 | 252,183 | 1.97% | 1.59% |
| 16 | Visa Inc | COM CL A | $20,531,814 | 67,932 | 1.71% | 1.38% |
| 17 | Vertex Pharmaceuticals Inc | COM | $19,699,840 | 44,117 | 1.64% | 1.32% |
| 18 | Lam Research Corp | COM NEW | $17,362,366 | 81,262 | 1.45% | 1.16% |
| 19 | Rtx Corporation | COM | $17,341,826 | 89,901 | 1.44% | 1.16% |
| 20 | Eli Lilly & Co | COM | $17,148,857 | 18,645 | 1.43% | 1.15% |
| 21 | Newmont Corp | COM | $16,734,146 | 154,588 | 1.39% | 1.12% |
| 22 | Chevron Corporation | COM | $14,671,160 | 70,909 | 1.22% | 0.98% |
| 23 | Asml Hldg Nv | N Y REGISTRY SHS | $14,218,166 | 10,765 | 1.18% | 0.95% |
| 24 | The Cigna Group | COM | $13,921,451 | 52,189 | 1.16% | 0.93% |
| 25 | Edwards Lifesciences Corp | COM | $13,913,767 | 173,748 | 1.16% | 0.93% |
Top 25 of 175 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 530 | $451M | 30.2% |
| High net worth individuals | 209 | $1.0B | 69.8% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Gerard Shaheen | President/Ceo | Sep 2001 (25y) | 50% – 75% | |
| Armstrong, Andy, John | Chief Compliance Officer | Apr 2018 (8y) | Less than 5% | |
| Christopher M Radigan | Partner | Jan 2020 (7y) | 10% – 25% | |
| Robert Firth Pickels | Partner | CFA | Jan 2020 (7y) | 10% – 25% |
| Shaheen, William, A | Partner | Jan 2020 (7y) | 10% – 25% | |
| Adam N. Magee | Partner | CFP | Jul 2021 (5y) | 10% – 25% |
| William Ernest Moore | Registered representative | CFA | Jul 2021 (5y) | |
| William Edward Bennett | Registered representative | Sep 2021 (5y) | ||
| William Arthur Shaheen | Registered representative | Sep 2021 (5y) | ||
| Sarah L Stymus | Registered representative | CFP | Jun 2024 (2y) | |
| Jeffrey Evan Braverman | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $1.1B (76% of AUM) Mar 2026
- Fidelity Brokerage Services $486M (100% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗