Pruneyard Financial Group, Inc.
- Regulatory AUM
- $90.9M
- Discretionary
- $90.1M
- Clients
- 98
- Avg AUM / client
- $927K
- Accounts
- 185
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 56 | $16.5M | 18.1% |
| High net worth individuals | 39 | $73.5M | 80.9% |
| Pension and profit sharing plans | 1 | $672K | 0.74% |
| Corporations and other businesses | 2 | $199K | 0.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jackson Rancheria Band Of Miwuk Indians 401(k) Plan Jackson Rancheria Band Of Miwuk Indians | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Daniel Masegian | President, Treasurer | Jan 2016 (11y) | 50% – 75% | |
| Schumaker, Steven, Adam | Vice President, Secretary & Chief Compliance Officer | Jan 2016 (11y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jackson Rancheria Band Of Miwuk Indians 401(k) Plan | Jackson Rancheria Band Of Miwuk Indians | 692 | $40.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $83.0M (91% of AUM) Jun 2026
- Nationwide Trust Company $34.1M (27% of AUM) Mar 2018
- National Financial Services (Fidelity) $25.2M (20% of AUM) Jun 2020
- Charles Schwab & Co. $7.9M (9% of AUM) Jun 2026
- Ascensus Broker Dealer Services, Llc $1.1M (1% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗