Carson Advisory, Inc.
- Regulatory AUM
- $865M
- Discretionary
- $776M
- Clients
- 957
- Avg AUM / client
- $904K
- Accounts
- 2,213
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Investments (13F portfolio — 188 positions, $192,893,529)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Home Depot Inc | COM | $10,044,951 | 30,542 | 5.21% | 1.16% |
| 2 | Capital Group Conservative E | SHS | $8,717,314 | 292,429 | 4.52% | 1.01% |
| 3 | Capital Group Gbl Growth Eqt | SHS CREATION UNI | $7,907,494 | 236,964 | 4.1% | 0.91% |
| 4 | T Rowe Price Etf Inc | CAP APPRECIATION | $7,807,398 | 219,371 | 4.05% | 0.9% |
| 5 | Berkshire Hathaway Inc Del | CL B NEW | $7,114,203 | 14,846 | 3.69% | 0.82% |
| 6 | Southern Co | COM | $6,900,540 | 71,493 | 3.58% | 0.8% |
| 7 | Edison Intl | COM | $5,363,712 | 73,295 | 2.78% | 0.62% |
| 8 | Apple Inc | COM | $4,812,651 | 18,963 | 2.5% | 0.56% |
| 9 | Blackrock Etf Trust Ii | ISHARES FLEXIBLE | $4,805,930 | 92,546 | 2.49% | 0.56% |
| 10 | Dominion Energy Inc | COM | $4,647,376 | 75,176 | 2.41% | 0.54% |
| 11 | Aes Corp | COM | $4,196,764 | 297,854 | 2.18% | 0.49% |
| 12 | Duke Energy Corp New | COM NEW | $4,031,793 | 30,791 | 2.09% | 0.47% |
| 13 | International Business Machs | COM | $3,621,163 | 14,939 | 1.88% | 0.42% |
| 14 | Capital Group Dividend Value | SHS CREATION UNI | $3,544,631 | 83,325 | 1.84% | 0.41% |
| 15 | Microsoft Corp | COM | $2,981,634 | 8,055 | 1.55% | 0.34% |
| 16 | T Rowe Price Etf Inc | CAPITAL APPRECIA | $2,874,204 | 128,600 | 1.49% | 0.33% |
| 17 | Bank America Corp | COM | $2,758,868 | 56,592 | 1.43% | 0.32% |
| 18 | Jpmorgan Chase & Co | COM | $2,639,772 | 8,974 | 1.37% | 0.31% |
| 19 | Johnson & Johnson | COM | $2,449,873 | 10,022 | 1.27% | 0.28% |
| 20 | Jackson Financial Inc | COM CL A | $2,217,072 | 20,971 | 1.15% | 0.26% |
| 21 | Delta Air Lines Inc | COM NEW | $1,923,251 | 28,930 | 1.0% | 0.22% |
| 22 | Procter & Gamble Co | COM | $1,745,214 | 12,083 | 0.9% | 0.2% |
| 23 | Alphabet Inc | CAP STK CL C | $1,650,537 | 5,754 | 0.86% | 0.19% |
| 24 | Nuveen Mun Cr Income Fd | COM SH BEN INT | $1,634,927 | 134,230 | 0.85% | 0.19% |
| 25 | At&T Inc | COM | $1,631,078 | 56,263 | 0.85% | 0.19% |
Top 25 of 188 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 551 | $170M | 19.7% |
| High net worth individuals | 382 | $673M | 77.8% |
| Pension and profit sharing plans | 2 | $2.9M | 0.33% |
| Charitable organizations | 16 | $16.1M | 1.86% |
| Corporations and other businesses | 6 | $2.4M | 0.28% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Morgan Concrete Employees' Retirement Plan Morgan Concrete Company, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Howard Carson | President | Jan 2000 (27y) | 75% or more | |
| Richard John Chester | Vice President | Mar 2005 (21y) | 10% – 25% | |
| Kevin Patrick Wilson | Secretary | CFP | Jan 2012 (15y) | 5% – 10% |
| Lindsey Adams Seagraves | Chief Compliance Officer | Apr 2015 (11y) | Less than 5% | |
| Edward Denton Ariail | Registered representative | Apr 2012 (14y) | ||
| Daniel Francis Mosseri | Registered representative | Nov 2020 (6y) | ||
| Cesar Anibal Garcia Ortiz | Registered representative | CFA | Mar 2024 (2y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Morgan Concrete Employees' Retirement Plan | Morgan Concrete Company, Inc. | 191 | $10.7M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $865M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗