Shankervalleau Wealth Advisors, Inc.
- Regulatory AUM
- $645M
- Discretionary
- $643M
- Clients
- 208
- Avg AUM / client
- $3.1M
- Accounts
- 675
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $21.4M | 3.31% |
| High net worth individuals | 130 | $613M | 95.1% |
| Pension and profit sharing plans | 1 | $2.7M | 0.42% |
| Charitable organizations | 4 | $7.9M | 1.22% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John David Valleau | President/Chief Compliance Officer | CFP | Aug 1992 (34y) | ≈ 56.25% – 100% via John D. Valleau, Jr. Declaration Of Trust Dtd 12 9 22 |
| Janice Jean Hennessy | Registered representative | CFP | Feb 2015 (11y) | |
| Brian Matthew Schaeffer | Registered representative | CFP | Sep 2015 (11y) | |
| Kathleen Marie Valleau | Registered representative | CFP | Feb 2020 (6y) | |
| Adam Owen Kinsinger | Registered representative | CFP | Nov 2023 (3y) | |
| Jennifer Wyton | Registered representative | CFP | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| John D. Valleau, Jr. Declaration Of Trust Dtd 12 9 22 | Shareholder | Jun 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John David Valleau: 75% – 100% of John D. Valleau, Jr. Declaration Of Trust Dtd 12 9 22 × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 982 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $643M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗