Lagos Financial & Insurance Services, Inc.
- Regulatory AUM
- $64.2M
- Discretionary
- $50.1M
- Clients
- 143
- Avg AUM / client
- $449K
- Accounts
- 143
- Employees
- 4
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 112 | $19.2M | 29.9% |
| High net worth individuals | 14 | $30.9M | 48.2% |
| Pension and profit sharing plans | 17 | $14.1M | 22.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mdrs Holdings, Inc. 401(k) Profit Sharing Plan Mdrs Holdings, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael William Lagos | Registered representative | CFP | Aug 1996 (30y) | |
| Justin Peter Boren | Registered representative | Apr 2005 (21y) | ||
| Samuel Escobar | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mdrs Holdings, Inc. 401(k) Profit Sharing Plan | Mdrs Holdings, Inc. | 458 | $6.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Assetmark Brokerage, Llc $24.3M (38% of AUM) Mar 2026
- Pershing $11.5M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗