Uwharrie Investment Advisors, Inc.
- Regulatory AUM
- $338M
- Discretionary
- $338M
- Clients
- 875
- Avg AUM / client
- $386K
- Accounts
- 877
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 609 | $137M | 40.7% |
| High net worth individuals | 228 | $152M | 45.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.3M | 0.96% |
| Charitable organizations | 27 | $30.7M | 9.08% |
| Corporations and other businesses | 11 | $14.0M | 4.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Gha Autism Supports 401(k) Plan Gha Autism Supports | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christy Davis Stoner | Ceo/Ic/Director | Feb 1991 (36y) | Less than 5% | |
| Roger Lee Dick | Investment Committee | Feb 1996 (31y) | Less than 5% | |
| Misty Whitley Thornburg | Senior Vp/Operations & Data Manager/Ic/Cco | Dec 2001 (25y) | Less than 5% | |
| David C. Gaskin | Executive Vice President | Chartered Financial Consultant | Mar 2005 (21y) | Less than 5% |
| Misenheimer, Lorelei, Virginia | Executive Vice President | Apr 2005 (21y) | Less than 5% | |
| Kyle Vann Eudy | Executive Vice President | CFP | Nov 2012 (14y) | Less than 5% |
| Michael Glenn Harwood | Registered representative | Jan 2004 (23y) | ||
| Joanne B Burleson | Registered representative | May 2010 (16y) | ||
| Robert Bugg Brannan | Registered representative | Jul 2012 (14y) | ||
| Jennifer Broyhill Morehead | Registered representative | Mar 2015 (11y) | ||
| Brooke Laton Senter | Registered representative | Feb 2019 (7y) | ||
| Kelly Brooks Smith | Registered representative | Nov 2020 (6y) | ||
| Carl Webster Grubb | Registered representative | Jan 2022 (5y) | ||
| Velinda Fink Bost | Registered representative | May 2025 (1y) | ||
| Thomas Eugene Wall | Registered representative | Nov 2025 (1y) | ||
| Bryson Young Childress | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Uwharrie Capital Corp | 100% Owner | Mar 1999 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Gha Autism Supports 401(k) Plan | Gha Autism Supports | 255 | $3.6M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $338M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗