Mustard Seed Financial, Llc
- Regulatory AUM
- $449M
- Discretionary
- $431M
- Clients
- 734
- Avg AUM / client
- $612K
- Accounts
- 1,621
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 528 | $184M | 41.0% |
| High net worth individuals | 151 | $240M | 53.4% |
| Pension and profit sharing plans | 25 | $2.7M | 0.61% |
| Charitable organizations | 28 | $22.0M | 4.9% |
| Corporations and other businesses | 2 | $396K | 0.09% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James David Ashby | Managing Member | CFP | Feb 2003 (23y) | 10% – 25% |
| Bruce Thad Butterfield | Managing Member | CFP | May 2005 (21y) | 10% – 25% |
| Jonathan David Baird | Managing Member | CFP | Aug 2005 (21y) | 10% – 25% |
| Zachary D. Talley | Member | Feb 2008 (18y) | 5% – 10% | |
| Angela Janet Glass | Managing Member | Jun 2008 (18y) | 10% – 25% | |
| Minna Marjaana Green | Member | Oct 2014 (12y) | 5% – 10% | |
| Laurie Bryn Pinner | Member | Nov 2014 (12y) | 5% – 10% | |
| Milam, Jennifer, Noel | Member, Chief Compliance Officer | Apr 2023 (3y) | 5% – 10% | |
| Kirk Vincent Reardon | Registered representative | Oct 2024 (2y) | ||
| Ashton Ray Yarbrough | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $426M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗