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Wealth Manager · Small ($100M–$1B)
CRD 117861
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ADV data as of Feb 09, 2025
- Regulatory AUM
- $164M
- Discretionary
- $0
- Clients
- 109
- Avg AUM / client
- $1.5M
- Accounts
- 109
- Employees
- 4
AUM over time
$35.0M
$164M
Jan 30, 2012
Feb 9, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $24.7M | 15.1% |
| High net worth individuals | 49 | $139M | 84.9% |
| Charitable organizations | 1 | $84.0K | 0.05% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • INITIAL ONE-TIME FEE FOR NEW CLIENTS.
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2025.