Millennium Investment And Retirement Advisors, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.3B
- Clients
- 523
- Avg AUM / client
- $2.6M
- Accounts
- 523
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $15.9M | 1.15% |
| High net worth individuals | 3 | $13.7M | 0.99% |
| Pension and profit sharing plans | 341 | $1.4B | 97.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Laser Holdings, Llc 401(k) P/S Plan Laser Holdings, Llc | 2024 | |
| Measurabl, Inc. 401(k) Plan Measurabl, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ricky Gene Canipe | Chief Compliance Officer | CFP | Jan 2000 (27y) | Less than 5% |
| James Matthew Holland | Assistant Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Colin Stevens Dixon | Owner | Aug 2024 (2y) | 10% – 25% | |
| Dixon, John, Clay | Owner | Aug 2024 (2y) | ≈ 18.75% – 50% via Cothrom Llc | |
| Rizk, Yvonne, Morris | Owner And Managing Member | Aug 2024 (2y) | 25% – 50% | |
| Michael Alan Edberg | Registered representative | CFA | Sep 2017 (9y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cothrom Llc | Owner | Aug 2024 | A | 25% – 50% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dixon, John, Clay: 75% – 100% of Cothrom Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Laser Holdings, Llc 401(k) P/S Plan | Laser Holdings, Llc | 259 | $2.3M | 01/01/2024 |
| Measurabl, Inc. 401(k) Plan | Measurabl, Inc. | 122 | $12.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- John Hancock Funds, Llc $333M (24% of AUM) Jun 2026
- John Hancock Life Insurance Company $300M (22% of AUM) Jun 2026
- Fidelity Brokerage Services $275M (20% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗