Legal Advantage Investments, Inc.
- Regulatory AUM
- $275M
- Discretionary
- $275M
- Clients
- 24
- Avg AUM / client
- $11.5M
- Accounts
- 165
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 20, 2026
Investments (13F portfolio — 77 positions, $285,141,091)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Cerebras Systems Inc | COM CL A | $69,590,469 | 314,889 | 24.4% | 25.3% |
| 2 | Asml Hldg Nv | N Y REGISTRY SHS | $12,274,845 | 6,170 | 4.3% | 4.46% |
| 3 | Elbit Sys Ltd | ORD | $11,145,597 | 14,690 | 3.91% | 4.05% |
| 4 | Transdigm Group Inc | COM | $10,579,062 | 7,942 | 3.71% | 3.84% |
| 5 | Vse Corp | COM | $10,478,324 | 45,857 | 3.67% | 3.81% |
| 6 | Palo Alto Networks Inc | COM | $10,463,858 | 30,684 | 3.67% | 3.8% |
| 7 | Amazon Com Inc | COM | $8,907,991 | 37,375 | 3.12% | 3.24% |
| 8 | Applied Matls Inc | COM | $8,734,527 | 12,081 | 3.06% | 3.17% |
| 9 | Microsoft Corp | COM | $6,418,555 | 17,207 | 2.25% | 2.33% |
| 10 | Schwab Charles Corp | COM | $6,086,129 | 65,960 | 2.13% | 2.21% |
| 11 | Disney Walt Co | COM | $5,793,384 | 60,191 | 2.03% | 2.1% |
| 12 | Vanguard Index Fds | TOTAL STK MKT | $5,198,692 | 14,049 | 1.82% | 1.89% |
| 13 | Nvidia Corporation | COM | $4,973,437 | 24,856 | 1.74% | 1.81% |
| 14 | Thermo Fisher Scientific Inc | COM | $4,898,598 | 9,771 | 1.72% | 1.78% |
| 15 | Palantir Technologies Inc | CL A | $4,897,807 | 41,980 | 1.72% | 1.78% |
| 16 | Rtx Corporation | COM | $4,651,406 | 24,516 | 1.63% | 1.69% |
| 17 | Genedx Holdings Corp | COM CL A | $4,602,639 | 67,045 | 1.61% | 1.67% |
| 18 | Boeing Co | COM | $4,303,424 | 19,880 | 1.51% | 1.56% |
| 19 | Apple Inc | COM | $4,243,175 | 14,664 | 1.49% | 1.54% |
| 20 | Taiwan Semiconductor Manufac | SPONSORED ADS | $4,121,429 | 8,630 | 1.45% | 1.5% |
| 21 | Fiserv Inc | COM | $4,093,468 | 83,455 | 1.44% | 1.49% |
| 22 | Applovin Corp | COM CL A | $4,052,284 | 7,865 | 1.42% | 1.47% |
| 23 | Mercadolibre Inc | COM | $3,858,167 | 2,273 | 1.35% | 1.4% |
| 24 | Veeva Sys Inc | CL A COM | $3,476,637 | 19,590 | 1.22% | 1.26% |
| 25 | Idexx Labs Inc | COM | $3,348,158 | 6,360 | 1.17% | 1.22% |
Top 25 of 77 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 | $2.3M | 0.83% |
| High net worth individuals | 24 | $269M | 97.6% |
| Charitable organizations | Fewer than 5 | $4.3M | 1.55% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Mark Spector | President/Chief Compliance Officer | Aug 1989 (37y) | 75% or more | |
| Ammer, Karen, Ann | Administrative Assistant | Apr 2005 (21y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 902 KB | View · PDF · Source ↗ |
| Form ADV (full filing) | 03/17/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $273M (99% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗